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Vanguard Small-Cap ETF
VB

Overview Fund Activity

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.65M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$388M
2
Bank of America
Bank of America
North Carolina
$401M
3
Deutsche Bank
Deutsche Bank
Germany
$41.9M
4
U
UBS
Switzerland
$141M
5
QI
QS Investors
New York
$47.7M

Top Sellers

1
AIA
Alerus Investment Advisors
Minnesota
$2.73M
2
FHA
First Horizon Advisors
Tennessee
$123K
3
AA
Ancora Advisors
Ohio
$0
4
MIS
Morningstar Investment Services
Illinois
$13.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
EHPM
151
Emery Howard Portfolio Management
California
$1.3M – – –
SSWM
152
Sheets Smith Wealth Management
North Carolina
$1.3M – – –
CAN
153
Cetera Advisor Networks
California
$1.29M +$305K +2,979 +31%
MBT
154
Montecito Bank & Trust
California
$1.27M -$76.6K -748 -6%
WTB
155
Washington Trust Bank
Washington
$1.26M – – –
FNFDCM
156
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$1.25M +$493K +4,815 +65%
AllianceBernstein
157
AllianceBernstein
Tennessee
$1.23M +$1.23M +12,000 New
PSUF
158
People's United Financial
Connecticut
$1.19M -$122K -1,189 -9%
PI
159
Placemark Investments
Illinois
$1.15M +$30.5K +298 +3%
MCTIC
160
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$1.14M -$998K -10,650 Closed
KFS
161
KMS Financial Services
Washington
$1.13M +$172K +1,679 +18%
WCM
162
Weatherstone Capital Management
Colorado
$1.12M -$193K -1,879 -15%
PCM
163
Parsons Capital Management
Rhode Island
$1.08M +$49K +478 +5%
BST
164
Bath Savings Trust
Maine
$1.08M -$338K -3,300 -24%
CWM
165
Concert Wealth Management
California
$1.04M +$111K +1,084 +12%
PMG
166
ProVise Management Group
Florida
$1.03M – – –
SAM
167
Sawgrass Asset Management
Florida
$1.02M -$369K -3,600 -27%
BF
168
BOK Financial
Oklahoma
$977K +$643K +6,272 +192%
PAI
169
Pittenger & Anderson Inc
Nebraska
$973K +$19K +185 +2%
SB
170
Suntrust Banks
Georgia
$939K – – –
WCWM
171
Wooster Corthell Wealth Management
Connecticut
$931K -$11.5K -112 -1%
GLRA
172
Gerald L. Ray & Associates
Texas
$929K +$76.8K +750 +9%
CCA
173
Cobblestone Capital Advisors
New York
$925K +$113K +1,100 +14%
Susquehanna International Group
174
Susquehanna International Group
Pennsylvania
$923K -$184K -1,798 -17%
WA
175
WESPAC Advisors
California
$923K +$228K +2,225 +33%
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