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Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
EHPM
151
Emery Howard Portfolio Management
California
$1.3M
SSWM
152
Sheets Smith Wealth Management
North Carolina
$1.3M
CAN
153
Cetera Advisor Networks
California
$1.29M +$297K +2,979 +31%
MBT
154
Montecito Bank & Trust
California
$1.27M -$74.6K -748 -6%
WTB
155
Washington Trust Bank
Washington
$1.26M
FNFDCM
156
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$1.25M +$480K +4,815 +65%
AllianceBernstein
157
AllianceBernstein
Tennessee
$1.23M +$1.2M +12,000 New
PSUF
158
People's United Financial
Connecticut
$1.19M -$119K -1,189 -9%
PI
159
Placemark Investments
Illinois
$1.15M +$29.7K +298 +3%
MCTIC
160
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$1.14M -$1.06M -10,650 Closed
KFS
161
KMS Financial Services
Washington
$1.13M +$167K +1,679 +18%
WCM
162
Weatherstone Capital Management
Colorado
$1.12M -$187K -1,879 -15%
PCM
163
Parsons Capital Management
Rhode Island
$1.08M +$47.7K +478 +5%
BST
164
Bath Savings Trust
Maine
$1.08M -$329K -3,300 -24%
CWM
165
Concert Wealth Management
California
$1.04M +$108K +1,084 +12%
PMG
166
ProVise Management Group
Florida
$1.03M
SAM
167
Sawgrass Asset Management
Florida
$1.01M -$359K -3,600 -27%
BF
168
BOK Financial
Oklahoma
$977K +$625K +6,272 +192%
PAI
169
Pittenger & Anderson Inc
Nebraska
$973K +$18.4K +185 +2%
SB
170
Suntrust Banks
Georgia
$939K
WCWM
171
Wooster Corthell Wealth Management
Connecticut
$931K -$11.2K -112 -1%
GLRA
172
Gerald L. Ray & Associates
Texas
$929K +$74.8K +750 +9%
CCA
173
Cobblestone Capital Advisors
New York
$925K +$110K +1,100 +14%
Susquehanna International Group
174
Susquehanna International Group
Pennsylvania
$923K -$179K -1,798 -17%
WA
175
WESPAC Advisors
California
$923K +$222K +2,225 +33%

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.