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Vanguard Small-Cap ETF

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 13

151% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $1.45M

32% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 171

12% more capital invested

Capital invested by funds: $5.74B → $6.43B (+$695M)

7% more funds holding

Funds holding: 509543 (+34)

0.6% more ownership

Funds ownership: 44.94%45.54% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 4747 (0)

Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.49%
Holding in Top 10
47
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.25%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
126
Garde Capital
Washington
$4.91M -$2.13M -17,584 -28%
PFA
127
Pure Financial Advisors
California
$4.79M -$47.4K -392 -1%
Bank of Montreal
128
Bank of Montreal
Ontario, Canada
$4.74M +$233K +1,929 +5%
NIM
129
Northeast Investment Management
Massachusetts
$4.67M +$606K +5,006 +15%
SB
130
Suntrust Banks
Georgia
$4.59M +$340K +2,813 +8%
WB
131
Webster Bank
Connecticut
$4.54M -$145K -1,198 -3%
VFA
132
Voya Financial Advisors
Connecticut
$4.47M +$590K +4,874 +15%
WAM
133
Wealthspire Advisors (Maryland)
Maryland
$4.46M +$227K +1,875 +5%
EWM
134
Evercore Wealth Management
New York
$4.42M +$31.6K +261 +0.7%
BCA
135
Bray Capital Advisors
Florida
$4.42M
NEPWA
136
New England Private Wealth Advisors
Massachusetts
$4.25M +$384K +3,173 +10%
WCWM
137
Wooster Corthell Wealth Management
Connecticut
$4.23M +$107K +881 +3%
BBA
138
BLB&B Advisors
Pennsylvania
$4.2M -$792K -6,547 -16%
William Blair & Company
139
William Blair & Company
Illinois
$4.2M +$486K +4,014 +13%
FMII
140
Farmers & Merchants Investments Inc
Nebraska
$4.19M -$694K -5,734 -14%
NHC
141
Nicholas Hoffman & Company
Georgia
$4.17M +$14.3K +118 +0.3%
PCA
142
Personal Capital Advisors
California
$4.17M +$755K +6,238 +22%
CAN
143
Cetera Advisor Networks
California
$4.13M +$1.32M +10,929 +48%
WSTAM
144
Wilbanks Smith & Thomas Asset Management
Virginia
$4.13M +$121K +999 +3%
DY
145
Dowling & Yahnke
California
$4.13M +$968 +8 +0%
FEG
146
Financial Enhancement Group
Indiana
$4.01M +$3.97M +32,834 New
GA
147
Geneva Advisors
Illinois
$3.98M +$357K +2,948 +10%
HighTower Advisors
148
HighTower Advisors
Illinois
$3.93M +$1.39M +11,517 +55%
HCIA
149
Hochman Cole Investment Advisors
Illinois
$3.83M -$2.53M -20,919 -40%
JIC
150
Johnson Investment Counsel
Ohio
$3.83M -$93.6K -774 -2%

VB Hedge Fund Activity: Q3 2016 in Review

543 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2016, worth a combined $6.43B — up 12% from $5.74B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new VB positions and 13 closed out — a net gain of 43 holders — while 226 added to existing stakes and 171 trimmed.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $80.5M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.1M.

  • 543 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2016, up from 509 in Q2 2016.
  • Funds reported $6.43B of Vanguard Small-Cap ETF stock for Q3 2016, up 12% quarter-over-quarter.
  • 56 funds opened new Vanguard Small-Cap ETF positions in Q3 2016 and 13 closed out, a net change of +43 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2016 was Wellington Management Group, an estimated $80.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2016 was BNP Paribas Financial Markets, an estimated $34.1M sold.

Based on aggregated 13F filings for Q3 2016.