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Vanguard Small-Cap ETF

362 hedge funds and large institutions have $3.66B invested in Vanguard Small-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 143 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 112

0.4% more ownership

Funds ownership: 40.91%41.31% (+0.4%)

4% less capital invested

Capital invested by funds: $3.82B → $3.66B (-$159M)

4% less funds holding

Funds holding: 377362 (-15)

23% less funds holding in top 10

Funds holding in top 10: 3124 (-7)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

65% less call options, than puts

Call options by funds: $6.03M | Put options by funds: $17.1M

Holders
362
Holders Change
-15
Holders Change %
-3.98%
% of All Funds
10.5%
Holding in Top 10
24
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-22.58%
% of All Funds
0.7%
New
16
Increased
143
Reduced
112
Closed
28
Calls
$6.03M
Puts
$17.1M
Net Calls
-$11.1M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
MFS
126
MSI Financial Services
Massachusetts
$2.33M +$747K +6,523 +45%
NFG
127
Next Financial Group
Texas
$2.32M +$2.4M +20,942 New
PI
128
Placemark Investments
Illinois
$2.23M +$313K +2,732 +16%
SFT
129
Simmons First Trust
Arkansas
$2.23M +$26.2K +229 +1%
CA
130
Cetera Advisors
Colorado
$2.19M +$99.3K +867 +5%
B
131
BancorpSouth
Mississippi
$2.19M +$42.5K +371 +2%
SIC
132
Salem Investment Counselors
North Carolina
$2.13M -$99.5K -869 -4%
AIG
133
American International Group
New York
$2.11M +$336K +2,936 +18%
IAA
134
Ironsides Asset Advisors
North Carolina
$2.07M +$8.25K +72 +0.4%
Deutsche Bank
135
Deutsche Bank
Germany
$2.05M +$1.02M +8,903 +93%
HI
136
Horizon Investments
North Carolina
$2.01M +$207K +1,803 +11%
FFS
137
Founders Financial Securities
Maryland
$2M +$205K +1,787 +11%
FBNAT
138
FirstMerit Bank N.A. Trustee
Ohio
$1.95M +$5.73K +50 +0.3%
CTA
139
Chesley Taft & Associates
Illinois
$1.86M -$80.2K -700 -4%
ICAS
140
Investors Capital Advisory Services
Massachusetts
$1.84M -$145K -1,266 -7%
CCA
141
Checchi Capital Advisers
California
$1.84M +$1.95K +17 +0.1%
FLPIM
142
F.L. Putnam Investment Management
Massachusetts
$1.82M +$13.4K +117 +0.7%
BF
143
BOK Financial
Oklahoma
$1.77M +$286K +2,496 +19%
BRM
144
Boston Research & Management
Massachusetts
$1.76M -$10.3K -90 -0.6%
MCTIC
145
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$1.7M
PGA
146
Portland Global Advisors
Maine
$1.69M
DAS
147
Dynamic Advisor Solutions
Arizona
$1.66M +$69.8K +609 +4%
FNFDCM
148
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$1.65M +$119K +1,035 +7%
EAM
149
Evanson Asset Management
California
$1.64M +$144K +1,259 +9%
HHGA
150
Halbert Hargrove Global Advisors
California
$1.6M -$756K -6,600 -31%

VB Hedge Fund Activity: Q3 2014 in Review

362 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2014, worth a combined $3.66B — down 4.2% from $3.82B a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of VB and 16 opened new positions — a net loss of 12 holders — while 112 trimmed existing stakes and 143 added.

The largest buyer was M&T Bank, adding an estimated $39.5M. The largest seller was City National Bank, cutting an estimated $25.6M.

  • 362 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2014, down from 377 in Q2 2014.
  • Funds reported $3.66B of Vanguard Small-Cap ETF stock for Q3 2014, down 4.2% quarter-over-quarter.
  • 16 funds opened new Vanguard Small-Cap ETF positions in Q3 2014 and 28 closed out, a net change of -12 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2014 was M&T Bank, an estimated $39.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2014 was City National Bank, an estimated $25.6M sold.

Based on aggregated 13F filings for Q3 2014.