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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
101
Berkshire Asset Management
Pennsylvania
$3.95M +$2.42M +22,752 +172%
MAA
102
Managed Account Advisors
New Jersey
$3.94M -$114K -1,067 -3%
BBA
103
BLB&B Advisors
Pennsylvania
$3.93M -$311K -2,922 -8%
UCFA
104
United Capital Financial Advisors
Texas
$3.87M -$3.1M -29,084 -45%
Northern Trust
105
Northern Trust
Illinois
$3.85M -$958 -9 -0%
AIG
106
American International Group
New York
$3.74M +$41.2K +387 +1%
AIA
107
Alerus Investment Advisors
Minnesota
$3.73M +$787K +7,395 +28%
MAM
108
Marquette Asset Management
Minnesota
$3.67M -$17.6K -165 -0.5%
1IC
109
1919 Investment Counsel
Maryland
$3.66M +$197K +1,854 +6%
JIC
110
Johnson Investment Counsel
Ohio
$3.31M
DJSG
111
D.J. St. Germain
Massachusetts
$3.29M +$166K +1,560 +5%
LI
112
LMCG Investments
Massachusetts
$3.16M
CCM
113
Coldstream Capital Management
Washington
$3.15M +$469K +4,409 +18%
SFI
114
SPC Financial Inc
Maryland
$3.14M +$208K +1,955 +7%
GT
115
Glenmede Trust
Pennsylvania
$3.12M +$459K +4,316 +18%
IFB
116
iAB Financial Bank
Indiana
$3.01M -$5.32K -50 -0.2%
CFC
117
Coyle Financial Counsel
Illinois
$2.92M +$2.82M +26,522 New
FMII
118
Farmers & Merchants Investments Inc
Nebraska
$2.83M +$62K +583 +2%
JFG
119
JMG Financial Group
Illinois
$2.66M +$128K +1,200 +5%
EC
120
Estate Counselors
Wisconsin
$2.58M -$216K -2,030 -8%
FNBOO
121
First National Bank of Omaha
Nebraska
$2.56M
SC
122
Savant Capital
Illinois
$2.54M +$82.9K +779 +3%
CWA
123
Constellation Wealth Advisors
New York
$2.48M +$944K +8,873 +65%
HHGA
124
Halbert Hargrove Global Advisors
California
$2.35M -$76.2K -716 -3%
AC
125
Alexandria Capital
Virginia
$2.32M +$295K +2,773 +15%

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.