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Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
101
Northern Trust
Illinois
$3.59M -$543K -5,449 -13%
AIG
102
American International Group
New York
$3.44M +$203K +2,035 +6%
MAM
103
Marquette Asset Management
Minnesota
$3.43M
1IC
104
1919 Investment Counsel
Maryland
$3.22M +$1.08M +10,805 +52%
EWM
105
Evercore Wealth Management
New York
$3.09M +$744K +7,465 +33%
JIC
106
Johnson Investment Counsel
Ohio
$3.08M +$1.5M +15,075 +101%
LI
107
LMCG Investments
Massachusetts
$2.95M
DJSG
108
D.J. St. Germain
Massachusetts
$2.91M +$349K +3,495 +14%
IFB
109
iAB Financial Bank
Indiana
$2.81M -$140K -1,400 -5%
AIA
110
Alerus Investment Advisors
Minnesota
$2.73M -$11.7M -117,386 -82%
SFI
111
SPC Financial Inc
Maryland
$2.73M +$2.65M +26,590 New
EC
112
Estate Counselors
Wisconsin
$2.61M -$15K -150 -0.6%
FMII
113
Farmers & Merchants Investments Inc
Nebraska
$2.58M +$211K +2,114 +9%
CCM
114
Coldstream Capital Management
Washington
$2.49M +$252K +2,532 +12%
WJA
115
Williams Jones & Associates
New York
$2.47M +$2.07M +20,800 +634%
GT
116
Glenmede Trust
Pennsylvania
$2.46M +$282K +2,829 +13%
FNBOO
117
First National Bank of Omaha
Nebraska
$2.39M
JFG
118
JMG Financial Group
Illinois
$2.36M +$54.8K +550 +2%
SC
119
Savant Capital
Illinois
$2.29M -$935K -9,375 -30%
HHGA
120
Halbert Hargrove Global Advisors
California
$2.27M -$39.9K -400 -2%
B
121
BancorpSouth
Mississippi
$2.16M +$14.4K +144 +0.7%
QA
122
Quantitative Advantage
Minnesota
$2.1M +$2.04M +20,480 New
CCMH
123
Cornerstone Capital Management Holdings
New York
$2.06M -$99.7K -1,000 -5%
MC
124
Miles Capital
Iowa
$2.05M +$29.7K +298 +2%
LWI
125
Long Wharf Investors
Massachusetts
$1.93M -$703K -7,050 -27%

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.