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Vanguard Small-Cap ETF

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 13

151% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $1.45M

32% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 171

12% more capital invested

Capital invested by funds: $5.74B → $6.43B (+$695M)

7% more funds holding

Funds holding: 509543 (+34)

0.6% more ownership

Funds ownership: 44.94%45.54% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 4747 (0)

Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.49%
Holding in Top 10
47
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.25%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M
Name Holding Trade Value Shares
Change
Change in
Stake
LIM
76
Leavell Investment Management
Alabama
$10.7M +$218K +1,806 +2%
LPL Financial
77
LPL Financial
California
$10.7M +$331K +2,733 +3%
JMPWA
78
JP Morgan Private Wealth Advisors
California
$10.6M +$445K +3,676 +4%
WOA
79
Water Oak Advisors
Florida
$10.5M -$597K -4,938 -5%
CCM
80
Carlson Capital Management
Minnesota
$10.3M -$27.7K -229 -0.3%
Northern Trust
81
Northern Trust
Illinois
$10.1M +$823K +6,803 +9%
NPC
82
National Planning Corporation
California
$10.1M -$149K -1,228 -1%
MFS
83
McNamara Financial Services
Massachusetts
$9.66M +$147K +1,212 +2%
UCFA
84
United Capital Financial Advisors
Texas
$9.31M +$5.08K +42 +0.1%
PPFA
85
Provida Pension Fund Administrator
Chile
$9.13M -$16.4M -135,763 -64%
CCM
86
Coldstream Capital Management
Washington
$9.06M -$618K -5,106 -6%
BA
87
Bristlecone Advisors
Washington
$8.91M -$380K -3,140 -4%
Fiera Capital (Canada)
88
Fiera Capital (Canada)
Quebec, Canada
$8.83M -$133K -1,098 -1%
PFA
89
Paradigm Financial Advisors
Missouri
$8.8M -$87.1K -720 -1%
Truist Financial
90
Truist Financial
North Carolina
$8.7M +$8.24M +68,123 +2,190%
RW
91
Rand Wealth
Maryland
$8.56M -$20.6K -170 -0.2%
CLA
92
Cranberry Lake Advisors
Texas
$8.55M +$302K +2,500 +4%
ACM
93
Aviance Capital Management
Florida
$8.5M +$1.28M +10,554 +18%
BAM
94
Berkshire Asset Management
Pennsylvania
$8.49M -$160K -1,321 -2%
FFS
95
Founders Financial Securities
Maryland
$8.48M +$1.09M +9,001 +15%
CCM
96
Condor Capital Management
New Jersey
$8.47M -$175K -1,445 -2%
HI
97
Horizon Investments
North Carolina
$8.46M +$1.08M +8,927 +15%
WIC
98
Whitegate Investment Counselors
New Hampshire
$8.4M +$69.2K +572 +0.8%
FWP
99
Fiduciary Wealth Partners
Massachusetts
$8.32M -$279K -2,306 -3%
PAI
100
Pittenger & Anderson Inc
Nebraska
$8.03M +$112K +930 +1%

VB Hedge Fund Activity: Q3 2016 in Review

543 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2016, worth a combined $6.43B — up 12% from $5.74B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new VB positions and 13 closed out — a net gain of 43 holders — while 226 added to existing stakes and 171 trimmed.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $80.5M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.1M.

  • 543 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2016, up from 509 in Q2 2016.
  • Funds reported $6.43B of Vanguard Small-Cap ETF stock for Q3 2016, up 12% quarter-over-quarter.
  • 56 funds opened new Vanguard Small-Cap ETF positions in Q3 2016 and 13 closed out, a net change of +43 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2016 was Wellington Management Group, an estimated $80.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2016 was BNP Paribas Financial Markets, an estimated $34.1M sold.

Based on aggregated 13F filings for Q3 2016.