We are live on ! Find out more
VB icon

Vanguard Small-Cap ETF

362 hedge funds and large institutions have $3.66B invested in Vanguard Small-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 143 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 112

0.4% more ownership

Funds ownership: 40.91%41.31% (+0.4%)

4% less capital invested

Capital invested by funds: $3.82B → $3.66B (-$159M)

4% less funds holding

Funds holding: 377362 (-15)

23% less funds holding in top 10

Funds holding in top 10: 3124 (-7)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

65% less call options, than puts

Call options by funds: $6.03M | Put options by funds: $17.1M

Holders
362
Holders Change
-15
Holders Change %
-3.98%
% of All Funds
10.5%
Holding in Top 10
24
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-22.58%
% of All Funds
0.7%
New
16
Increased
143
Reduced
112
Closed
28
Calls
$6.03M
Puts
$17.1M
Net Calls
-$11.1M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
76
Merriman Wealth Management
Washington
$7.68M -$4.45M -38,861 -37%
CCM
77
Carlson Capital Management
Minnesota
$7.42M -$161K -1,402 -2%
LIM
78
Leavell Investment Management
Alabama
$7M +$128K +1,116 +2%
BP
79
Ballentine Partners
Massachusetts
$6.82M -$133K -1,161 -2%
MCM
80
Maryland Capital Management
Maryland
$6.17M +$157K +1,373 +3%
LTFS
81
Ladenburg Thalmann Financial Services
Florida
$6.08M -$595K -5,193 -9%
WTC
82
WhitTier Trust Company
Nevada
$5.95M
ICOA
83
Investment Centers of America
North Dakota
$5.86M +$608K +5,310 +11%
RNS
84
Robert N. Shapiro
$5.82M +$5.96M +52,025 +8,351%
KIA
85
KCM Investment Advisors
California
$5.71M +$19.8K +173 +0.3%
BPBT
86
Boston Private Bank & Trust
Massachusetts
$5.67M -$279K -2,435 -5%
W
87
Wealthfront
California
$5.66M +$5.86M +51,145 New
CI
88
Chartist Inc
California
$5.54M -$111K -972 -2%
Comerica Bank
89
Comerica Bank
Texas
$5.5M -$1.23M -10,741 -18%
PFA
90
Paradigm Financial Advisors
Missouri
$5.43M +$4.35K +38 +0.1%
UCFA
91
United Capital Financial Advisors
Texas
$5.42M -$176K -1,539 -3%
PFA
92
Pure Financial Advisors
California
$5.09M +$115K +1,006 +2%
TAT
93
TD Ameritrade Trust
Colorado
$5.09M +$5.27M +46,001 New
TRCT
94
Tower Research Capital (TRC)
New York
$5.02M -$690K -6,022 -12%
NEPWA
95
New England Private Wealth Advisors
Massachusetts
$4.98M +$91.2K +796 +2%
GT
96
Glenmede Trust
Pennsylvania
$4.9M +$725K +6,331 +17%
1IC
97
1919 Investment Counsel
Maryland
$4.87M -$87.9K -767 -2%
EA
98
Elm Advisors
California
$4.85M +$46.4K +405 +0.9%
JMPWA
99
JP Morgan Private Wealth Advisors
California
$4.71M -$205K -1,788 -4%
Northern Trust
100
Northern Trust
Illinois
$4.59M +$106K +929 +2%

VB Hedge Fund Activity: Q3 2014 in Review

362 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2014, worth a combined $3.66B — down 4.2% from $3.82B a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of VB and 16 opened new positions — a net loss of 12 holders — while 112 trimmed existing stakes and 143 added.

The largest buyer was M&T Bank, adding an estimated $39.5M. The largest seller was City National Bank, cutting an estimated $25.6M.

  • 362 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2014, down from 377 in Q2 2014.
  • Funds reported $3.66B of Vanguard Small-Cap ETF stock for Q3 2014, down 4.2% quarter-over-quarter.
  • 16 funds opened new Vanguard Small-Cap ETF positions in Q3 2014 and 28 closed out, a net change of -12 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2014 was M&T Bank, an estimated $39.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2014 was City National Bank, an estimated $25.6M sold.

Based on aggregated 13F filings for Q3 2014.