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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
76
Ladenburg Thalmann Financial Services
Florida
$6.17M +$324K +3,041 +6%
IH
77
IFC Holdings
Florida
$6.02M +$487K +4,572 +9%
WTC
78
WhitTier Trust Company
Nevada
$5.89M
VFS
79
VSR Financial Services
Kansas
$5.81M +$462K +4,341 +9%
CI
80
Chartist Inc
California
$5.81M -$168K -1,577 -3%
FWM
81
Focused Wealth Management
New York
$5.72M +$21.5K +202 +0.4%
TCM
82
Twele Capital Management
Minnesota
$5.68M -$5.64M -52,990 -51%
CA
83
Cetera Advisors
Colorado
$5.59M +$4.53M +42,550 +514%
RJFSA
84
Raymond James Financial Services Advisors
Florida
$5.54M +$168K +1,576 +3%
TNBTD
85
Trustmark National Bank Trust Department
Mississippi
$5.53M +$824K +7,742 +18%
MCM
86
Maryland Capital Management
Maryland
$5.5M +$183K +1,724 +4%
KIA
87
KCM Investment Advisors
California
$5.34M
SI
88
SII Investments
Wisconsin
$5.31M +$572K +5,370 +13%
EA
89
Elm Advisors
California
$4.88M +$4.73M +44,430 New
JMPWA
90
JP Morgan Private Wealth Advisors
California
$4.8M +$322K +3,023 +7%
PFA
91
Paradigm Financial Advisors
Missouri
$4.77M +$4.62M +43,386 New
NEPWA
92
New England Private Wealth Advisors
Massachusetts
$4.72M +$31.5K +296 +0.7%
SI
93
Stephens Inc
Arkansas
$4.68M +$521K +4,891 +13%
TRCT
94
Tower Research Capital (TRC)
New York
$4.66M +$511K +4,800 +13%
DY
95
Dowling & Yahnke
California
$4.44M -$78.2K -735 -2%
PFA
96
Pure Financial Advisors
California
$4.39M +$218K +2,052 +5%
RH
97
Rayner & Haynor
California
$4.32M +$4.18M +39,315 New
NIM
98
Northeast Investment Management
Massachusetts
$3.98M -$204K -1,914 -5%
RFC
99
Regions Financial Corp
Alabama
$3.96M -$47K -442 -1%
WSA
100
Willow Street Advisors
Florida
$3.96M -$13.3K -125 -0.3%

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.