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Vanguard Small-Cap ETF
VB

Overview Fund Activity

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.65M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$388M
2
Bank of America
2
Bank of America
North Carolina
$401M
3
Deutsche Bank
3
Deutsche Bank
Germany
$41.9M
4
U
4
UBS
Switzerland
$141M
5
QI
5
QS Investors
New York
$47.7M

Top Sellers

1
AIA
1
Alerus Investment Advisors
Minnesota
$2.73M
2
FHA
2
First Horizon Advisors
Tennessee
$123K
3
AA
3
Ancora Advisors
Ohio
$0
4
MIS
4
Morningstar Investment Services
Illinois
$13.2M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
FWM
76
Focused Wealth Management
New York
$5.31M +$5.31M +51,823 New
RJA
77
Raymond James & Associates
Florida
$5.21M +$851K +8,303 +20%
IH
78
IFC Holdings
Florida
$5.14M +$621K +6,040 +14%
RJFSA
79
Raymond James Financial Services Advisors
Florida
$5.01M -$1.79M -17,423 -26%
KIA
80
KCM Investment Advisors
California
$4.98M – – –
VFS
81
VSR Financial Services
Kansas
$4.97M +$607K +5,925 +14%
MCM
82
Maryland Capital Management
Maryland
$4.95M +$444K +4,330 +10%
RW
83
Rand Wealth
Maryland
$4.43M +$1.65M +16,117 +59%
CS
84
Credit Suisse
Switzerland
$4.43M +$1.73M +16,929 +64%
SI
85
SII Investments
Wisconsin
$4.39M +$801K +7,823 +22%
NEPWA
86
New England Private Wealth Advisors
Massachusetts
$4.37M – – –
TNBTD
87
Trustmark National Bank Trust Department
Mississippi
$4.36M +$2.11M +20,631 +94%
DY
88
Dowling & Yahnke
California
$4.21M -$185K -1,805 -4%
JPMPWA
89
J.P. Morgan Private Wealth Advisors
California
$4.16M +$1.01M +9,813 +32%
ICOA
90
Investment Centers of America
North Dakota
$4.14M +$753K +7,338 +22%
BBA
91
BLB&B Advisors
Pennsylvania
$3.96M +$175K +1,706 +5%
NIM
92
Northeast Investment Management
Massachusetts
$3.9M -$272K -2,659 -7%
PFA
93
Pure Financial Advisors
California
$3.89M +$231K +2,251 +6%
SI
94
Stephens Inc
Arkansas
$3.86M +$1.41M +13,726 +57%
TRCT
95
Tower Research Capital (TRC)
New York
$3.85M +$1.01M +9,886 +36%
MAA
96
Managed Account Advisors
New Jersey
$3.78M +$3.09M +30,161 +450%
SIA
97
Spruce Investment Advisors
Connecticut
$3.78M +$3.28M +31,998 +662%
RFC
98
Regions Financial Corp
Alabama
$3.74M +$56.4K +550 +2%
WSA
99
Willow Street Advisors
Florida
$3.7M +$543K +5,298 +17%
SNC
100
Stifel Nicolaus & Co
Missouri
$3.69M +$3.33M +32,458 +926%
2 3
4
5 6