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Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
76
Focused Wealth Management
New York
$5.31M +$5.17M +51,823 New
RJA
77
Raymond James & Associates
Florida
$5.21M +$828K +8,303 +20%
IH
78
IFC Holdings
Florida
$5.13M +$602K +6,040 +14%
RJFSA
79
Raymond James Financial Services Advisors
Florida
$5.01M -$1.74M -17,423 -26%
KIA
80
KCM Investment Advisors
California
$4.98M
VFS
81
VSR Financial Services
Kansas
$4.97M +$591K +5,925 +14%
MCM
82
Maryland Capital Management
Maryland
$4.95M +$432K +4,330 +10%
RW
83
Rand Wealth
Maryland
$4.43M +$1.61M +16,117 +59%
CS
84
Credit Suisse
Switzerland
$4.43M +$1.69M +16,929 +64%
SI
85
SII Investments
Wisconsin
$4.39M +$780K +7,823 +22%
NEPWA
86
New England Private Wealth Advisors
Massachusetts
$4.37M
TNBTD
87
Trustmark National Bank Trust Department
Mississippi
$4.36M +$2.06M +20,631 +94%
DY
88
Dowling & Yahnke
California
$4.21M -$180K -1,805 -4%
JMPWA
89
JP Morgan Private Wealth Advisors
California
$4.16M +$979K +9,813 +32%
ICOA
90
Investment Centers of America
North Dakota
$4.14M +$732K +7,338 +22%
BBA
91
BLB&B Advisors
Pennsylvania
$3.96M +$170K +1,706 +5%
NIM
92
Northeast Investment Management
Massachusetts
$3.9M -$265K -2,659 -7%
PFA
93
Pure Financial Advisors
California
$3.88M +$224K +2,251 +6%
SI
94
Stephens Inc
Arkansas
$3.86M +$1.37M +13,726 +57%
TRCT
95
Tower Research Capital (TRC)
New York
$3.85M +$986K +9,886 +36%
MAA
96
Managed Account Advisors
New Jersey
$3.78M +$3.01M +30,161 +450%
SIA
97
Spruce Investment Advisors
Connecticut
$3.77M +$3.19M +31,998 +662%
RFC
98
Regions Financial Corp
Alabama
$3.74M +$54.8K +550 +2%
WSA
99
Willow Street Advisors
Florida
$3.7M +$528K +5,298 +17%
SNC
100
Stifel Nicolaus & Co
Missouri
$3.69M +$3.24M +32,458 +926%

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.