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Vanguard Small-Cap ETF

631 hedge funds and large institutions have $7.98B invested in Vanguard Small-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 278 increasing their positions, 153 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

364% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 25

82% more repeat investments, than reductions

Existing positions increased: 278 | Existing positions reduced: 153

45% more funds holding in top 10

Funds holding in top 10: 4768 (+21)

24% more capital invested

Capital invested by funds: $6.43B → $7.98B (+$1.55B)

16% more funds holding

Funds holding: 543631 (+88)

3.82% more ownership

Funds ownership: 45.54%49.36% (+3.8%)

3% less call options, than puts

Call options by funds: $3.54M | Put options by funds: $3.64M

Holders
631
Holders Change
+88
Holders Change %
+16.21%
% of All Funds
15.78%
Holding in Top 10
68
Holding in Top 10 Change
+21
Holding in Top 10 Change %
+44.68%
% of All Funds
1.7%
New
116
Increased
278
Reduced
153
Closed
25
Calls
$3.54M
Puts
$3.64M
Net Calls
-$94K
Net Calls Change
-$2.29M
Name Holding Trade Value Shares
Change
Change in
Stake
HIMC
51
Heritage Investors Management Corp
Maryland
$23.8M -$363K -2,928 -2%
AAM
52
Autus Asset Management
Arizona
$22.9M +$120K +970 +0.5%
RJA
53
Raymond James & Associates
Florida
$22.4M +$4.78M +38,487 +29%
Mirae Asset Global Investments
54
Mirae Asset Global Investments
South Korea
$21.2M +$20.4M +164,100 New
Baird Financial Group
55
Baird Financial Group
Wisconsin
$20.5M +$1.37M +11,069 +7%
AA
56
ALPS Advisors
Colorado
$20.3M -$3.84M -30,943 -16%
AAS
57
Annex Advisory Services
Wisconsin
$20.2M +$537K +4,328 +3%
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$20.2M +$2.11M +17,007 +12%
CFB
59
Cullen/Frost Bankers
Texas
$19.9M +$2.14M +17,234 +13%
KP
60
Keel Point
Alabama
$19.5M +$18.8M +151,165 New
PAG
61
Private Advisor Group
New Jersey
$19.5M +$5.3M +42,737 +40%
BFPW
62
BOK Financial Private Wealth
Colorado
$18.1M +$363K +2,921 +2%
SMA
63
Simply Money Advisors
Ohio
$17M +$3.42M +27,516 +26%
TCM
64
Twele Capital Management
Minnesota
$17M -$1.66M -13,338 -9%
IH
65
IFC Holdings
Florida
$16.8M +$966K +7,783 +6%
JMPWA
66
JP Morgan Private Wealth Advisors
California
$16.1M +$4.78M +38,533 +45%
V
67
Veritable
Delaware
$16M +$4.34K +35 +0%
Comerica Bank
68
Comerica Bank
Texas
$15.7M +$7.5M +60,392 +103%
ICOA
69
Investment Centers of America
North Dakota
$15.4M +$1.97M +15,908 +15%
ST
70
Smithfield Trust
Pennsylvania
$15.3M +$2.53M +20,381 +21%
BAM
71
Barrett Asset Management
New York
$14.6M -$3.72K -30 -0%
ANBT
72
American National Bank & Trust
Texas
$13.5M -$1.76M -14,153 -12%
BOH
73
Bank of Hawaii
Hawaii
$13.5M -$682K -5,494 -5%
DJSG
74
D.J. St. Germain
Massachusetts
$12.7M -$168K -1,350 -1%
MWM
75
Mission Wealth Management
California
$12.5M +$1.09M +8,755 +10%

VB Hedge Fund Activity: Q4 2016 in Review

631 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2016, worth a combined $7.98B — up 24% from $6.43B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new VB positions and 25 closed out — a net gain of 91 holders — while 278 added to existing stakes and 153 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $160M. The largest seller was AllianceBernstein, cutting an estimated $67.3M.

  • 631 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2016, up from 543 in Q3 2016.
  • Funds reported $7.98B of Vanguard Small-Cap ETF stock for Q4 2016, up 24% quarter-over-quarter.
  • 116 funds opened new Vanguard Small-Cap ETF positions in Q4 2016 and 25 closed out, a net change of +91 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2016 was JP Morgan Chase, an estimated $160M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2016 was AllianceBernstein, an estimated $67.3M sold.

Based on aggregated 13F filings for Q4 2016.