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Vanguard Small-Cap ETF

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 13

151% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $1.45M

32% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 171

12% more capital invested

Capital invested by funds: $5.74B → $6.43B (+$695M)

7% more funds holding

Funds holding: 509543 (+34)

0.6% more ownership

Funds ownership: 44.94%45.54% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 4747 (0)

Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.49%
Holding in Top 10
47
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.25%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
51
Twele Capital Management
Minnesota
$17.7M -$696K -5,750 -4%
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$17M +$3.35M +27,734 +25%
BFPW
53
BOK Financial Private Wealth
Colorado
$16.8M -$162K -1,343 -1%
CFB
54
Cullen/Frost Bankers
Texas
$16.8M +$215K +1,776 +1%
RJA
55
Raymond James & Associates
Florida
$16.5M +$2.47M +20,459 +18%
Manulife (Manufacturers Life Insurance)
56
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15.9M +$2.12M +17,523 +16%
V
57
Veritable
Delaware
$15.1M -$311K -2,574 -2%
IH
58
IFC Holdings
Florida
$15M +$1.11M +9,141 +8%
ANBT
59
American National Bank & Trust
Texas
$14.5M -$162K -1,338 -1%
BAM
60
Barrett Asset Management
New York
$13.8M +$56.9K +470 +0.4%
AA
61
Advisory Alpha
Michigan
$13.7M -$850K -7,026 -6%
BOH
62
Bank of Hawaii
Hawaii
$13.5M -$254K -2,100 -2%
SMA
63
Simply Money Advisors
Ohio
$12.8M +$12.6M +104,498 New
PAG
64
Private Advisor Group
New Jersey
$12.8M -$434K -3,588 -3%
ICOA
65
Investment Centers of America
North Dakota
$12.6M +$1.37M +11,316 +12%
DJSG
66
D.J. St. Germain
Massachusetts
$12.2M -$310K -2,565 -3%
ST
67
Smithfield Trust
Pennsylvania
$12M +$979K +8,097 +9%
MFS
68
MSI Financial Services
Massachusetts
$11.7M -$6.22M -51,436 -35%
WA
69
WBH Advisory
Maryland
$11.6M -$17.9K -148 -0.2%
US Bancorp
70
US Bancorp
Minnesota
$11.4M -$137K -1,135 -1%
BTS
71
BB&T Securities
Virginia
$10.9M +$711K +5,874 +7%
HFS
72
HL Financial Services
Kentucky
$10.8M +$428K +3,539 +4%
MWM
73
Mission Wealth Management
California
$10.7M +$520K +4,303 +5%
NAMP
74
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$10.7M -$417K -3,450 -4%
CCG
75
Chatham Capital Group
Georgia
$10.7M -$1.51M -12,495 -12%

VB Hedge Fund Activity: Q3 2016 in Review

543 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2016, worth a combined $6.43B — up 12% from $5.74B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new VB positions and 13 closed out — a net gain of 43 holders — while 226 added to existing stakes and 171 trimmed.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $80.5M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.1M.

  • 543 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2016, up from 509 in Q2 2016.
  • Funds reported $6.43B of Vanguard Small-Cap ETF stock for Q3 2016, up 12% quarter-over-quarter.
  • 56 funds opened new Vanguard Small-Cap ETF positions in Q3 2016 and 13 closed out, a net change of +43 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2016 was Wellington Management Group, an estimated $80.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2016 was BNP Paribas Financial Markets, an estimated $34.1M sold.

Based on aggregated 13F filings for Q3 2016.