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Vanguard Small-Cap ETF

362 hedge funds and large institutions have $3.66B invested in Vanguard Small-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 143 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 112

0.4% more ownership

Funds ownership: 40.91%41.31% (+0.4%)

4% less capital invested

Capital invested by funds: $3.82B → $3.66B (-$159M)

4% less funds holding

Funds holding: 377362 (-15)

23% less funds holding in top 10

Funds holding in top 10: 3124 (-7)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

65% less call options, than puts

Call options by funds: $6.03M | Put options by funds: $17.1M

Holders
362
Holders Change
-15
Holders Change %
-3.98%
% of All Funds
10.5%
Holding in Top 10
24
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-22.58%
% of All Funds
0.7%
New
16
Increased
143
Reduced
112
Closed
28
Calls
$6.03M
Puts
$17.1M
Net Calls
-$11.1M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
TNBTD
51
Trustmark National Bank Trust Department
Mississippi
$11.8M +$1.21M +10,555 +11%
AAS
52
Annex Advisory Services
Wisconsin
$11.6M +$812K +7,088 +7%
MAA
53
Managed Account Advisors
New Jersey
$11M +$4.22M +36,883 +59%
RCS
54
Retirement Capital Strategies
California
$10.7M +$99.9K +872 +0.9%
Jones Financial Companies
55
Jones Financial Companies
Missouri
$10.5M +$707K +6,170 +7%
NAMP
56
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$10.2M -$87.6K -765 -0.8%
AssetMark Inc
57
AssetMark Inc
California
$10M +$3.8M +33,149 +58%
CLA
58
Cranberry Lake Advisors
Texas
$9.96M -$3.44M -30,000 -25%
CS
59
Credit Suisse
Switzerland
$9.87M +$7.46M +65,154 +271%
SI
60
SII Investments
Wisconsin
$9.85M +$3.3M +28,773 +48%
CFB
61
Cullen/Frost Bankers
Texas
$9.83M +$1.88M +16,400 +23%
Ameriprise
62
Ameriprise
Minnesota
$9.8M +$304K +2,657 +3%
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$9.4M +$1.44M +12,573 +17%
V
64
Veritable
Delaware
$9.26M -$82.5K -720 -0.9%
TCM
65
Twele Capital Management
Minnesota
$8.91M +$12.6K +110 +0.1%
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
$8.88M +$6.1M +53,242 +197%
CCG
67
Chatham Capital Group
Georgia
$8.67M +$873K +7,625 +11%
RW
68
Rand Wealth
Maryland
$8.19M +$5.27K +46 +0.1%
RJFSA
69
Raymond James Financial Services Advisors
Florida
$8.15M +$963K +8,409 +13%
AFS
70
Aft Forsyth & Sober
Florida
$8.13M -$401K -3,500 -5%
BPB
71
Badgley, Phelps & Bell
Washington
$8.06M +$260K +2,274 +3%
IH
72
IFC Holdings
Florida
$7.91M +$705K +6,151 +9%
VFS
73
VSR Financial Services
Kansas
$7.9M +$512K +4,466 +7%
CCM
74
Condor Capital Management
New Jersey
$7.86M -$86.4K -754 -1%
HFS
75
HL Financial Services
Kentucky
$7.79M -$441K -3,853 -5%

VB Hedge Fund Activity: Q3 2014 in Review

362 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2014, worth a combined $3.66B — down 4.2% from $3.82B a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of VB and 16 opened new positions — a net loss of 12 holders — while 112 trimmed existing stakes and 143 added.

The largest buyer was M&T Bank, adding an estimated $39.5M. The largest seller was City National Bank, cutting an estimated $25.6M.

  • 362 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2014, down from 377 in Q2 2014.
  • Funds reported $3.66B of Vanguard Small-Cap ETF stock for Q3 2014, down 4.2% quarter-over-quarter.
  • 16 funds opened new Vanguard Small-Cap ETF positions in Q3 2014 and 28 closed out, a net change of -12 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2014 was M&T Bank, an estimated $39.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2014 was City National Bank, an estimated $25.6M sold.

Based on aggregated 13F filings for Q3 2014.