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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
WSTAM
51
Wilbanks Smith & Thomas Asset Management
Virginia
$11M -$1.03M -9,660 -9%
RCS
52
Retirement Capital Strategies
California
$10.9M +$10.6M +99,427 New
B
53
Baird
Wisconsin
$10.4M +$702K +6,594 +7%
BP
54
Ballentine Partners
Massachusetts
$10M -$507K -4,761 -5%
NAMP
55
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$9.89M -$1.06M -9,968 -10%
Jones Financial Companies
56
Jones Financial Companies
Missouri
$9.21M +$425K +3,996 +5%
V
57
Veritable
Delaware
$9.09M -$1.02M -9,582 -10%
AA
58
Advisory Alpha
Michigan
$9.07M +$8.78M +82,518 New
HFS
59
HL Financial Services
Kentucky
$8.71M -$35.2K -331 -0.4%
Ameriprise
60
Ameriprise
Minnesota
$8.28M +$2.08M +19,554 +35%
CCG
61
Chatham Capital Group
Georgia
$7.87M -$165K -1,550 -2%
CCM
62
Carlson Capital Management
Minnesota
$7.65M -$313K -2,945 -4%
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$7.54M +$911K +8,559 +14%
RJA
64
Raymond James & Associates
Florida
$7.52M +$1.87M +17,527 +34%
RW
65
Rand Wealth
Maryland
$7.5M +$2.66M +24,973 +58%
BPB
66
Badgley, Phelps & Bell
Washington
$7.5M +$204K +1,916 +3%
CS
67
Credit Suisse
Switzerland
$7.14M +$2.31M +21,694 +50%
CCM
68
Condor Capital Management
New Jersey
$6.99M -$395K -3,715 -6%
LIM
69
Leavell Investment Management
Alabama
$6.96M -$86.1K -809 -1%
BPBT
70
Boston Private Bank & Trust
Massachusetts
$6.86M -$38.3K -360 -0.6%
CFB
71
Cullen/Frost Bankers
Texas
$6.81M +$717K +6,735 +12%
Comerica Bank
72
Comerica Bank
Texas
$6.75M -$1.6M -15,062 -20%
LPT
73
Legacy Private Trust
Wisconsin
$6.54M -$23.3K -219 -0.4%
BIT
74
BlackRock Institutional Trust
California
$6.53M +$6.32M +59,400 New
PAG
75
Private Advisor Group
New Jersey
$6.17M +$5.97M +56,141 New

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.