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Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
51
Twele Capital Management
Minnesota
$10.7M
NAMP
52
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$10.2M -$19.5K -196 -0.2%
MWM
53
Merriman Wealth Management
Washington
$10M +$1.23M +12,326 +14%
BP
54
Ballentine Partners
Massachusetts
$9.85M +$157K +1,575 +2%
NPC
55
National Planning Corporation
California
$9.82M +$1.02M +10,257 +12%
V
56
Veritable
Delaware
$9.46M +$375K +3,756 +4%
B
57
Baird
Wisconsin
$9.03M +$511K +5,124 +6%
Jones Financial Companies
58
Jones Financial Companies
Missouri
$8.18M +$1.42M +14,271 +22%
HFS
59
HL Financial Services
Kentucky
$8.15M -$101K -1,013 -1%
Comerica Bank
60
Comerica Bank
Texas
$7.84M +$7.63M +76,491 New
CCG
61
Chatham Capital Group
Georgia
$7.49M -$158K -1,585 -2%
CCM
62
Carlson Capital Management
Minnesota
$7.44M -$331K -3,317 -4%
CCM
63
Condor Capital Management
New Jersey
$6.9M -$142K -1,419 -2%
BPB
64
Badgley, Phelps & Bell
Washington
$6.79M +$813K +8,156 +14%
UCFA
65
United Capital Financial Advisors
Texas
$6.59M +$5.93M +59,443 +1,219%
LIM
66
Leavell Investment Management
Alabama
$6.57M -$60.7K -609 -0.9%
BPBT
67
Boston Private Bank & Trust
Massachusetts
$6.43M -$352K -3,525 -5%
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$6.15M +$1.26M +12,619 +27%
LPT
69
Legacy Private Trust
Wisconsin
$6.12M +$1.16M +11,638 +24%
Royal Bank of Canada
70
Royal Bank of Canada
Ontario, Canada
$5.96M +$2.21M +22,170 +62%
Ameriprise
71
Ameriprise
Minnesota
$5.71M +$672K +6,737 +14%
CFB
72
Cullen/Frost Bankers
Texas
$5.66M +$714K +7,161 +15%
CI
73
Chartist Inc
California
$5.66M -$158K -1,580 -3%
WTC
74
WhitTier Trust Company
Nevada
$5.49M +$2.87M +28,810 +116%
LTFS
75
Ladenburg Thalmann Financial Services
Florida
$5.43M +$573K +5,744 +12%

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.