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Vanguard Small-Cap ETF

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 13

151% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $1.45M

32% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 171

12% more capital invested

Capital invested by funds: $5.74B → $6.43B (+$695M)

7% more funds holding

Funds holding: 509543 (+34)

0.6% more ownership

Funds ownership: 44.94%45.54% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 4747 (0)

Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.49%
Holding in Top 10
47
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.25%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M
Name Holding Trade Value Shares
Change
Change in
Stake
RBA
501
Richard Bernstein Advisors
New York
$43K +$42.7K +353 New
RFA
502
Reilly Financial Advisors
California
$40K
DOA
503
D'Orazio & Associates
Virginia
$39K
WCM
504
Wealthcare Capital Management
Virginia
$39K
NB
505
Nicolet Bankshares
Wisconsin
$38K +$37.7K +312 New
DBT
506
Dubuque Bank & Trust
Iowa
$37K
WC
507
Whitnell & Co
Illinois
$36K -$8.22K -68 -19%
ADL
508
Asset Dedication LLC
California
$36K +$121 +1 +0.3%
SIC
509
Salem Investment Counselors
North Carolina
$35K +$62.1K +513 +2%
VIA
510
Vantage Investment Advisors
Pennsylvania
$34K -$12.1K -100 -27%
WP
511
WealthPLAN Partners
Nebraska
$32.7K +$6.89K +57 +27%
VCM
512
Vigilant Capital Management
Maine
$31K
ACS
513
Archford Capital Strategies
Illinois
$30K -$38.5K -318 -56%
TCOV
514
Trust Company of Vermont
Vermont
$24K +$19.4K +160 +444%
FTUS
515
Flow Traders U.S.
New York
$23K -$135K -1,113 -86%
SEI Investments
516
SEI Investments
Pennsylvania
$21K +$20.9K +173 New
AIM
517
Advantage Investment Management
Iowa
$21K +$21.2K +175 New
CG
518
Cutler Group
California
$20K +$20.2K +167 New
CAL
519
Capital Advisors Ltd
Ohio
$19K
LIA
520
LS Investment Advisors
Michigan
$19K
PFG
521
Piershale Financial Group
Illinois
$19K +$121 +1 +0.6%
WRM
522
Westport Resources Management
Connecticut
$13K -$56.9K -470 -81%
GI
523
Gradient Investments
Minnesota
$13K -$32.9K -272 -73%
KF
524
Krilogy Financial
Missouri
$13K +$13.3K +110 New
HPBT
525
High Point Bank & Trust
North Carolina
$12K

VB Hedge Fund Activity: Q3 2016 in Review

543 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2016, worth a combined $6.43B — up 12% from $5.74B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new VB positions and 13 closed out — a net gain of 43 holders — while 226 added to existing stakes and 171 trimmed.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $80.5M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.1M.

  • 543 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2016, up from 509 in Q2 2016.
  • Funds reported $6.43B of Vanguard Small-Cap ETF stock for Q3 2016, up 12% quarter-over-quarter.
  • 56 funds opened new Vanguard Small-Cap ETF positions in Q3 2016 and 13 closed out, a net change of +43 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2016 was Wellington Management Group, an estimated $80.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2016 was BNP Paribas Financial Markets, an estimated $34.1M sold.

Based on aggregated 13F filings for Q3 2016.