We are live on ! Find out more
VB icon

Vanguard Small-Cap ETF
VB

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 13

151% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $1.45M

32% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 171

12% more capital invested

Capital invested by funds: $5.74B → $6.43B (+$695M)

7% more funds holding

Funds holding: 509 → 543 (+34)

0.6% more ownership

Funds ownership: 44.94% → 45.54% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 47 → 47 (0)

Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.49%
Holding in Top 10
47
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
1.25%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$80.5M
2
Jones Financial Companies
Jones Financial Companies
Missouri
+$72.9M
3
Ameriprise
Ameriprise
Minnesota
+$60.8M
4
CCA
Catalyst Capital Advisors
New York
+$54.8M
5
Goldman Sachs
Goldman Sachs
New York
+$41.6M

Top Sellers

Rank Fund Capital Flow
1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$34.1M
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$29.2M
3
PPFA
Provida Pension Fund Administrator
Chile
-$16.4M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$13.2M
5
Wells Fargo
Wells Fargo
California
-$11.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
26
Fifth Third Bancorp
Ohio
$42.8M -$2.3M -19,054 -5%
CSIA
27
Charles Schwab Investment Advisory
California
$37.9M -$1.33M -11,011 -3%
PAMU
28
Pictet Asset Management (UK)
United Kingdom
$37.6M +$2.18M +18,000 +6%
IAS
29
INR Advisory Services
Pennsylvania
$32.9M -$496K -4,097 -1%
GT
30
Glenmede Trust
Pennsylvania
$32.4M +$834K +6,893 +3%
MWP
31
Moller Wealth Partners
$31.9M +$14.2M +117,735 +82%
PA
32
Pinnacle Associates
New York
$30.6M +$9.44K +78 +0%
Allianz Asset Management
33
Allianz Asset Management
Germany
$30.6M +$15.1M +124,819 +99%
SI
34
SII Investments
Wisconsin
$29.2M +$4.98M +41,200 +21%
Stifel Financial
35
Stifel Financial
Missouri
$28.2M -$780K -6,446 -3%
BPB
36
Badgley, Phelps & Bell
Washington
$26.3M +$127K +1,048 +0.5%
EA
37
Efficient Advisors
Ohio
$26M +$2.21M +18,289 +9%
Citigroup
38
Citigroup
New York
$24.4M -$886K -7,321 -4%
PGFC
39
Peapack-Gladstone Financial Corp
New Jersey
$24.4M +$38.2K +316 +0.2%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$23.7M +$3.02M +24,997 +15%
TTWM
41
TCV Trust & Wealth Management
Virginia
$23.5M +$395K +3,264 +2%
Natixis Advisors
42
Natixis Advisors
Massachusetts
$23M +$62.8K +519 +0.3%
AA
43
ALPS Advisors
Colorado
$23M -$10.7M -88,811 -32%
HIMC
44
Heritage Investors Management Corp
Maryland
$22.9M -$343K -2,832 -1%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$22M -$129K -1,070 -0.6%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$21.8M +$676K +5,588 +3%
AAM
47
Autus Asset Management
Arizona
$21.6M +$353K +2,919 +2%
JP Morgan Chase
48
JP Morgan Chase
New York
$19.2M -$233K -1,930 -1%
AAS
49
Annex Advisory Services
Wisconsin
$18.6M -$148K -1,223 -0.8%
Baird Financial Group
50
Baird Financial Group
Wisconsin
$18.1M +$1.09M +9,040 +7%
1
2
3 4 5

VB Hedge Fund Activity: Q3 2016 in Review

543 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2016, worth a combined $6.43B — up 12% from $5.74B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new VB positions and 13 closed out — a net gain of 43 holders — while 226 added to existing stakes and 171 trimmed.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $80.5M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.1M.

  • 543 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2016, up from 509 in Q2 2016.
  • Funds reported $6.43B of Vanguard Small-Cap ETF stock for Q3 2016, up 12% quarter-over-quarter.
  • 56 funds opened new Vanguard Small-Cap ETF positions in Q3 2016 and 13 closed out, a net change of +43 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2016 was Wellington Management Group, an estimated $80.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2016 was BNP Paribas Financial Markets, an estimated $34.1M sold.

Based on aggregated 13F filings for Q3 2016.