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Vanguard Small-Cap ETF

438 hedge funds and large institutions have $4.5B invested in Vanguard Small-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 195 increasing their positions, 134 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 134

0.05% less ownership

Funds ownership: 42.59%42.54% (-0.05%)

2% less funds holding

Funds holding: 445438 (-7)

9% less funds holding in top 10

Funds holding in top 10: 4339 (-4)

10% less capital invested

Capital invested by funds: $4.97B → $4.5B (-$474M)

11% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 38

95% less call options, than puts

Call options by funds: $270K | Put options by funds: $5.95M

Holders
438
Holders Change
-7
Holders Change %
-1.57%
% of All Funds
12.23%
Holding in Top 10
39
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-9.3%
% of All Funds
1.09%
New
34
Increased
195
Reduced
134
Closed
38
Calls
$270K
Puts
$5.95M
Net Calls
-$5.68M
Net Calls Change
-$6.16M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
26
Charles Schwab Investment Advisory
California
$24.9M +$26.9M +230,427 New
SIC
27
Salem Investment Counselors
North Carolina
$24.7M +$302K +2,583 +13%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$22.7M -$2.44M -20,856 -9%
Citigroup
29
Citigroup
New York
$22.4M +$2.41M +20,652 +11%
VanEck Associates
30
VanEck Associates
New York
$22.4M +$1.85M +15,792 +8%
Barclays
31
Barclays
United Kingdom
$21.8M -$21.3K -182 -0.1%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$21.4M +$1.17M +10,030 +5%
PGFC
33
Peapack-Gladstone Financial Corp
New Jersey
$21.1M +$2.5M +21,421 +12%
BPB
34
Badgley, Phelps & Bell
Washington
$20.5M +$391K +3,346 +2%
HIMC
35
Heritage Investors Management Corp
Maryland
$19.5M +$397K +3,397 +2%
TTWM
36
TCV Trust & Wealth Management
Virginia
$19.4M +$317K +2,713 +2%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$19.1M +$4.87M +41,619 +31%
Ameriprise
38
Ameriprise
Minnesota
$18.6M +$6M +51,295 +42%
MIS
39
Morningstar Investment Services
Illinois
$18.6M -$5.25M -44,917 -21%
AAM
40
Autus Asset Management
Arizona
$17.9M -$501K -4,283 -3%
PAG
41
Private Advisor Group
New Jersey
$17.5M -$3.69M -31,596 -16%
BCI
42
Brinker Capital Investments
Pennsylvania
$17.5M -$1.52M -13,017 -7%
EA
43
Efficient Advisors
Ohio
$17.1M -$357K -3,049 -2%
Baird Financial Group
44
Baird Financial Group
Wisconsin
$17M +$1.49M +12,700 +9%
AllianceBernstein
45
AllianceBernstein
Tennessee
$16.6M -$1.92M -16,435 -10%
AAS
46
Annex Advisory Services
Wisconsin
$15.2M +$1.3M +11,158 +9%
Fidelity Investments
47
Fidelity Investments
Massachusetts
$15.2M +$15.3M +130,440 +1,067%
BFPW
48
BOK Financial Private Wealth
Colorado
$14.9M +$741K +6,339 +5%
Jones Financial Companies
49
Jones Financial Companies
Missouri
$14.6M +$560K +4,789 +4%
RJFSA
50
Raymond James Financial Services Advisors
Florida
$14.4M +$15.6M +133,534 New

VB Hedge Fund Activity: Q3 2015 in Review

438 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2015, worth a combined $4.5B — down 9.5% from $4.97B a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of VB and 34 opened new positions — a net loss of 4 holders — while 134 trimmed existing stakes and 195 added.

The largest buyer was Bank of America, adding an estimated $61.1M. The largest seller was Windham Capital Management, exiting entirely with an estimated $55.8M sold.

  • 438 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2015, down from 445 in Q2 2015.
  • Funds reported $4.5B of Vanguard Small-Cap ETF stock for Q3 2015, down 9.5% quarter-over-quarter.
  • 34 funds opened new Vanguard Small-Cap ETF positions in Q3 2015 and 38 closed out, a net change of -4 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2015 was Bank of America, an estimated $61.1M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2015 was Windham Capital Management, an estimated $55.8M sold.

Based on aggregated 13F filings for Q3 2015.