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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
PA
26
Pinnacle Associates
New York
$22.2M +$216K +1,962 +1%
HIMC
27
Heritage Investors Management Corp
Maryland
$20.7M +$137K +1,243 +0.7%
CLA
28
Cranberry Lake Advisors
Texas
$19.8M – – –
Barclays
29
Barclays
United Kingdom
$19.6M +$1.11M +10,218 +6%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$19.4M +$418K +3,806 +2%
BCI
31
Brinker Capital Investments
Pennsylvania
$18.4M +$2.38M +21,615 +15%
EA
32
Efficient Advisors
Ohio
$18.3M +$35.1K +319 +0.2%
TTWM
33
TCV Trust & Wealth Management
Virginia
$17.5M -$1.01M -9,179 -5%
AAM
34
Autus Asset Management
Arizona
$17.4M +$90.1K +819 +0.5%
MIS
35
Morningstar Investment Services
Illinois
$16M +$1.94M +17,654 +14%
Citigroup
36
Citigroup
New York
$15.8M -$32.2K -293 -0.2%
PGFC
37
Peapack-Gladstone Financial Corp
New Jersey
$15.5M +$1.01M +9,182 +7%
MWP
38
Moller Wealth Partners
$15.5M +$708K +6,439 +5%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$15.2M +$3.1M +28,169 +25%
TCM
40
TD Capital Management
Tennessee
$14M -$661K -6,015 -4%
BFPW
41
BOK Financial Private Wealth
Colorado
$13.3M +$3.41K +31 +0%
BAM
42
Barrett Asset Management
New York
$12.9M +$250K +2,275 +2%
EWM
43
Evercore Wealth Management
New York
$12.8M +$9.49M +86,299 +286%
WA
44
WBH Advisory
Maryland
$12.5M -$207K -1,884 -2%
ANBT
45
American National Bank & Trust
Texas
$12.4M +$92.5K +841 +0.8%
PP
46
Pension Partners
New York
$12.3M +$12.3M +111,595 New
JPMorgan Chase & Co
47
JPMorgan Chase & Co
New York
$12.1M +$487K +4,426 +4%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$11.6M +$5.16M +46,959 +81%
NPC
49
National Planning Corporation
California
$11.3M +$891K +8,107 +9%
MWM
50
Merriman Wealth Management
Washington
$11.3M +$501K +4,557 +5%
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