We are live on ! Find out more
VB icon

Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$23.4M +$464K +4,650 +2%
QLMGAA
27
QS Legg Mason Global Asset Allocation
New York
$23.3M +$6.7M +67,166 +42%
PA
28
Pinnacle Associates
New York
$20.5M +$1.09M +10,942 +6%
IAS
29
INR Advisory Services
Pennsylvania
$20.4M -$23.4K -235 -0.1%
HIMC
30
Heritage Investors Management Corp
Maryland
$19.1M +$70.1K +703 +0.4%
CLA
31
Cranberry Lake Advisors
Texas
$18.4M -$1.25M -12,500 -6%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$17.7M +$2.15M +21,515 +14%
Barclays
33
Barclays
United Kingdom
$17.3M +$1.34M +13,455 +9%
TTWM
34
TCV Trust & Wealth Management
Virginia
$17.3M -$113K -1,135 -0.7%
EA
35
Efficient Advisors
Ohio
$17M +$5.78K +58 +0%
Nomura Asset Management
36
Nomura Asset Management
Japan
$17M +$9.29M +93,180 +129%
AAM
37
Autus Asset Management
Arizona
$16.1M +$561K +5,629 +4%
BCI
38
Brinker Capital Investments
Pennsylvania
$14.9M -$20.8K -209 -0.1%
Citigroup
39
Citigroup
New York
$14.7M -$125K -1,255 -0.9%
MWP
40
Moller Wealth Partners
$13.8M +$521K +5,222 +4%
TCM
41
TD Capital Management
Tennessee
$13.7M +$190K +1,904 +1%
PGFC
42
Peapack-Gladstone Financial Corp
New Jersey
$13.5M +$2.34M +23,464 +22%
MIS
43
Morningstar Investment Services
Illinois
$13.2M -$3.23M -32,422 -20%
BFPW
44
BOK Financial Private Wealth
Colorado
$12.4M +$66.4K +666 +0.6%
WA
45
WBH Advisory
Maryland
$11.9M -$119K -1,193 -1%
BAM
46
Barrett Asset Management
New York
$11.7M +$203K +2,038 +2%
ANBT
47
American National Bank & Trust
Texas
$11.5M -$55.4K -556 -0.5%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$11.3M +$613K +6,151 +6%
WSTAM
49
Wilbanks Smith & Thomas Asset Management
Virginia
$11.3M -$57.9K -581 -0.5%
JP Morgan Chase
50
JP Morgan Chase
New York
$10.8M +$820K +8,224 +8%

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.