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Vanguard Small-Cap ETF
VB

Overview Fund Activity

438 hedge funds and large institutions have $4.5B invested in Vanguard Small-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 195 increasing their positions, 134 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
438
Holders Change
-7
Holders Change %
-1.57%
% of All Funds
12.24%
Holding in Top 10
39
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-9.3%
% of All Funds
1.09%
New
34
Increased
195
Reduced
134
Closed
38
Calls
$270K
Puts
$5.95M
Net Calls
-$5.68M
Net Calls Change
-$6.16M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$726M
2
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$30.3M
3
UBS Group
3
UBS Group
Switzerland
$280M
4
CSIA
4
Charles Schwab Investment Advisory
California
$24.9M
5
Morgan Stanley
5
Morgan Stanley
New York
$442M

Top Sellers

1
WCM
1
Windham Capital Management
Massachusetts
$0
2
PP
2
Pension Partners
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$12M
4
AssetMark Inc
4
AssetMark Inc
California
$1.93M
5
MWP
5
Moller Wealth Partners
$9.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
Carson Wealth (CWM LLC)
426
Carson Wealth (CWM LLC)
Nebraska
$13K +$13K +118 New
AWS
427
Aris Wealth Services
Pennsylvania
$12K – – –
HPBT
428
High Point Bank & Trust
North Carolina
$11K – – –
BIM
429
BlackRock Investment Management
Delaware
$10K -$53.2K -505 -84%
SIG
430
Stanford Investment Group
California
$10K – – –
MWP
431
MYCIO Wealth Partners
Pennsylvania
$10K +$10K +90 New
Manulife (Manufacturers Life Insurance)
432
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9.9K +$2.96K +27,417 +43%
CFN
433
Cordasco Financial Network
Florida
$9K – – –
ACS
434
Archford Capital Strategies
Illinois
$9K +$9K +88 New
MGIA
435
Moneta Group Investment Advisors
Missouri
$5K +$5K +45 New
AIA
436
Alerus Investment Advisors
Minnesota
$4K -$281K -2,457 -99%
TDC
437
Thompson Davis & Co
Virginia
$3K – – –
JWA
438
JFS Wealth Advisors
Pennsylvania
$3K +$1K +9 +50%
AFIA
439
America First Investment Advisors
Nebraska
$2K – – –
FNBOO
440
First National Bank of Omaha
Nebraska
$870 +$870 +8,059 New
WCM
441
Windham Capital Management
Massachusetts
– -$55.8M -459,077 Closed
PP
442
Pension Partners
New York
– -$28.4M -234,109 Closed
Susquehanna International Group
443
Susquehanna International Group
Pennsylvania
– -$7.98M -65,686 Closed
MWM
444
Merriman Wealth Management
Washington
– -$7.36M -60,167 Closed
CI
445
Chartist Inc
California
– -$5.93M -48,562 Closed
TRCT
446
Tower Research Capital (TRC)
New York
– -$5.83M -47,957 Closed
Mirae Asset Global Investments
447
Mirae Asset Global Investments
South Korea
– -$5.43M -44,720 Closed
CS
448
Comerica Securities
Michigan
– -$1.98M -16,283 Closed
PGA
449
Portland Global Advisors
Maine
– -$1.86M -15,300 Closed
WAS
450
Winch Advisory Services
Wisconsin
– -$1.26M -10,383 Closed
16 17
18
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