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Vanguard Small-Cap ETF

438 hedge funds and large institutions have $4.5B invested in Vanguard Small-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 195 increasing their positions, 134 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 134

0.05% less ownership

Funds ownership: 42.59%42.54% (-0.05%)

2% less funds holding

Funds holding: 445438 (-7)

9% less funds holding in top 10

Funds holding in top 10: 4339 (-4)

10% less capital invested

Capital invested by funds: $4.97B → $4.5B (-$474M)

11% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 38

95% less call options, than puts

Call options by funds: $270K | Put options by funds: $5.95M

Holders
438
Holders Change
-7
Holders Change %
-1.57%
% of All Funds
12.23%
Holding in Top 10
39
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-9.3%
% of All Funds
1.09%
New
34
Increased
195
Reduced
134
Closed
38
Calls
$270K
Puts
$5.95M
Net Calls
-$5.68M
Net Calls Change
-$6.16M
Name Holding Trade Value Shares
Change
Change in
Stake
CC
376
Cadinha & Co
Hawaii
$206K -$27.8K -238 -11%
PWM
377
Perigon Wealth Management
California
$203K -$5.26K -45 -2%
LNC
378
Lincoln National Corp
Pennsylvania
$201K +$13.8K +118 +7%
CB
379
Community Bank
New York
$200K +$23.4K +200 +12%
MCM
380
Manchester Capital Management
Vermont
$200K +$167K +1,424 +329%
SG Americas Securities
381
SG Americas Securities
New York
$193K -$220K -1,881 -51%
LWCFA
382
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$188K
KTC
383
Kistler-Tiffany Companies
Pennsylvania
$184K -$1.17K -10 -0.6%
CTC
384
Central Trust Company
Missouri
$181K +$54.4K +465 +38%
WIC
385
Woodmont Investment Counsel
Tennessee
$179K +$33.6K +287 +21%
PO
386
Private Ocean
California
$172K -$14.3K -122 -7%
FHA
387
First Horizon Advisors
Tennessee
$142K -$10.5K -90 -6%
RWA
388
Ropes Wealth Advisors
Massachusetts
$142K
FFC
389
First Financial Corp
Indiana
$133K -$5.85K -50 -4%
LWA
390
Lenox Wealth Advisors
New York
$126K -$40.9K -350 -23%
PMFA
391
Plante Moran Financial Advisors
Michigan
$117K -$26.2K -224 -17%
AF
392
Allworth Financial
California
$115K
OFS
393
Orrstown Financial Services
Pennsylvania
$107K +$45.6K +390 +65%
PFSC
394
Peoples Financial Services Corp
Pennsylvania
$105K -$13.3K -114 -10%
HNB
395
Huntington National Bank
Ohio
$104K
QAM
396
QCI Asset Management
New York
$103K +$8.19K +70 +8%
LIA
397
LS Investment Advisors
Michigan
$103K +$111K +950 New
JFGIW
398
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$85K +$69K +590 +303%
CK
399
Carnick & Kubik
Colorado
$74.2K +$80.3K +687 New
TIM
400
Tortoise Investment Management
New York
$70K

VB Hedge Fund Activity: Q3 2015 in Review

438 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2015, worth a combined $4.5B — down 9.5% from $4.97B a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of VB and 34 opened new positions — a net loss of 4 holders — while 134 trimmed existing stakes and 195 added.

The largest buyer was Bank of America, adding an estimated $61.1M. The largest seller was Windham Capital Management, exiting entirely with an estimated $55.8M sold.

  • 438 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2015, down from 445 in Q2 2015.
  • Funds reported $4.5B of Vanguard Small-Cap ETF stock for Q3 2015, down 9.5% quarter-over-quarter.
  • 34 funds opened new Vanguard Small-Cap ETF positions in Q3 2015 and 38 closed out, a net change of -4 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2015 was Bank of America, an estimated $61.1M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2015 was Windham Capital Management, an estimated $55.8M sold.

Based on aggregated 13F filings for Q3 2015.