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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.6B invested in Vanguard Small-Cap ETF in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 161 increasing their positions, 123 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more call options, than puts

Call options by funds: $4.5M | Put options by funds: $2.46M

31% more repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 123

17% more funds holding in top 10

Funds holding in top 10: 2934 (+5)

14% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 29

8% more capital invested

Capital invested by funds: $3.35B → $3.6B (+$253M)

0.43% more ownership

Funds ownership: 39.99%40.42% (+0.43%)

0% more funds holding

Funds holding: 368368 (0)

Holders
368
Holders Change
Holders Change %
0%
% of All Funds
10.63%
Holding in Top 10
34
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+17.24%
% of All Funds
0.98%
New
33
Increased
161
Reduced
123
Closed
29
Calls
$4.5M
Puts
$2.46M
Net Calls
+$2.03M
Net Calls Change
+$2.2M
Name Holding Trade Value Shares
Change
Change in
Stake
DP
376
Dearborn Partners
Illinois
-$532K -4,836 Closed
SIA
377
Spruce Investment Advisors
Connecticut
-$504K -4,585 Closed
HTC
378
Haverford Trust Company
Pennsylvania
-$494K -4,489 Closed
BAAM
379
Baker Avenue Asset Management
California
-$483K -4,396 Closed
BFG
380
Beacon Financial Group
Texas
-$481K -4,390 Closed
ACM
381
Antonetti Capital Management
Florida
-$421K -3,825 Closed
KIG
382
Kovitz Investment Group
Illinois
-$341K -3,105 Closed
SFG
383
SNS Financial Group
Minnesota
-$273K -2,482 Closed
PWM
384
Perigon Wealth Management
California
-$272K -2,475 Closed
UAS
385
United Asset Strategies
New York
-$266K -2,419 Closed
UBS AM
386
UBS AM
Illinois
-$265K -2,406 Closed
ST
387
Spinnaker Trust
Maine
-$261K -2,370 Closed
T
388
TradeWorx
New Jersey
-$225K -2,044 Closed
CIA
389
Capital Investment Advisors
Georgia
-$220K -2,004 Closed
CMO
390
Covenant Multifamily Offices
Texas
-$85K -776 Closed
MFBTD
391
MB Financial Bank - Trust Department
Illinois
-$71K -650 Closed
WCM
392
Windsor Capital Management
Arizona
-$31K -283 Closed
MA
393
MUFG Americas
New York
-$22K -200 Closed
LIA
394
LS Investment Advisors
Michigan
-$18K -168 Closed
WF
395
WealthTrust Fairport
Ohio
-$14K -125 Closed
TAM
396
Tocqueville Asset Management
New York
-$8K -75 Closed
OIA
397
Optimum Investment Advisors
Illinois
-$3K -23 Closed
GI
398
Gradient Investments
Minnesota
-$2K -20 Closed

VB Hedge Fund Activity: Q1 2014 in Review

368 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q1 2014, worth a combined $3.6B — up 7.6% from $3.35B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new VB positions and 29 closed out — a net gain of 4 holders — while 161 added to existing stakes and 123 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $88.8M. The largest seller was Nomura Asset Management, cutting an estimated $19.1M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $3.6B of Vanguard Small-Cap ETF stock for Q1 2014, up 7.6% quarter-over-quarter.
  • 33 funds opened new Vanguard Small-Cap ETF positions in Q1 2014 and 29 closed out, a net change of +4 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q1 2014 was Deutsche Bank, an estimated $88.8M added.
  • The largest Vanguard Small-Cap ETF seller in Q1 2014 was Nomura Asset Management, an estimated $19.1M sold.

Based on aggregated 13F filings for Q1 2014.