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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
MA
351
MUFG Americas
New York
$22K
LIA
352
LS Investment Advisors
Michigan
$18K +$17.9K +168 New
CAL
353
Capital Advisors Ltd
Ohio
$17K +$16.3K +153 New
WF
354
WealthTrust Fairport
Ohio
$14K
TWA
355
TCI Wealth Advisors
Arizona
$13K +$1.17K +11 +11%
HPBT
356
High Point Bank & Trust
North Carolina
$11K
WEC
357
Winslow Evans & Crocker
Massachusetts
$11K +$10.6K +100 New
M&T Bank
358
M&T Bank
New York
$10K +$9.9K +93 New
DADC
359
D.A. Davidson & Co
Montana
$9K -$19.1K -179 -67%
CAPTRUST Financial Advisors
360
CAPTRUST Financial Advisors
North Carolina
$9K +$1.28K +12 +18%
PFO
361
Pathstone Family Office
New Jersey
$9K +$8.51K +80 New
TAM
362
Tocqueville Asset Management
New York
$8K +$7.98K +75 New
TAIM
363
TD Ameritrade Investment Management
Nebraska
$7K -$21.7K -204 -75%
LFG
364
LifePlan Financial Group
Ohio
$7K
BIM
365
BlackRock Investment Management
Delaware
$4K +$1.6K +15 +63%
AFIA
366
America First Investment Advisors
Nebraska
$3K
OIA
367
Optimum Investment Advisors
Illinois
$3K +$2.45K +23 New
GI
368
Gradient Investments
Minnesota
$2K +$2.13K +20 New
TFA
369
Transamerica Financial Advisors
Florida
$1K +$106 +1 New
Manulife (Manufacturers Life Insurance)
370
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$60 +$25.8K +242 +80%
Vanguard Group
371
Vanguard Group
Pennsylvania
-$88.7M -865,316 Closed
WTB
372
Washington Trust Bank
Washington
-$1.31M -12,266 Closed
Susquehanna International Group
373
Susquehanna International Group
Pennsylvania
-$959K -9,008 Closed
AIM
374
Acropolis Investment Management
Missouri
-$638K -6,226 Closed
MPAM
375
Murphy Pohlad Asset Management
Minnesota
-$589K -5,755 Closed

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.