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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
MA
351
MUFG Americas
New York
$22K – – –
LIA
352
LS Investment Advisors
Michigan
$18K +$18K +168 New
CAL
353
Capital Advisors Ltd
Ohio
$17K +$17K +153 New
WF
354
WealthTrust Fairport
Ohio
$14K – – –
TWA
355
TCI Wealth Advisors
Arizona
$13K +$1.25K +11 +11%
HPBT
356
High Point Bank & Trust
North Carolina
$11K – – –
WEC
357
Winslow Evans & Crocker
Massachusetts
$11K +$11K +100 New
M&T Bank
358
M&T Bank
New York
$10K +$10K +93 New
DADC
359
D.A. Davidson & Co
Montana
$9K -$18.5K -179 -67%
CAPTRUST Financial Advisors
360
CAPTRUST Financial Advisors
North Carolina
$9K +$1.37K +12 +18%
PFO
361
Pathstone Family Office
New Jersey
$9K +$9K +80 New
TAM
362
Tocqueville Asset Management
New York
$8K +$8K +75 New
TAIM
363
TD Ameritrade Investment Management
Nebraska
$7K -$21K -204 -75%
LFG
364
LifePlan Financial Group
Ohio
$7K – – –
BIM
365
BlackRock Investment Management
Delaware
$4K +$1.54K +15 +63%
AFIA
366
America First Investment Advisors
Nebraska
$3K – – –
OIA
367
Optimum Investment Advisors
Illinois
$3K +$3K +23 New
GI
368
Gradient Investments
Minnesota
$2K +$2K +20 New
TFA
369
Transamerica Financial Advisors
Florida
$1K +$1K +1 New
Manulife (Manufacturers Life Insurance)
370
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$60 +$27 +242 +80%
Vanguard Group
371
Vanguard Group
Pennsylvania
– -$88.7M -865,316 Closed
WTB
372
Washington Trust Bank
Washington
– -$1.26M -12,266 Closed
Susquehanna International Group
373
Susquehanna International Group
Pennsylvania
– -$923K -9,008 Closed
AIM
374
Acropolis Investment Management
Missouri
– -$638K -6,226 Closed
MPAM
375
Murphy Pohlad Asset Management
Minnesota
– -$589K -5,755 Closed
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15
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