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Vanguard Small-Cap ETF

631 hedge funds and large institutions have $7.98B invested in Vanguard Small-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 278 increasing their positions, 153 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

364% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 25

82% more repeat investments, than reductions

Existing positions increased: 278 | Existing positions reduced: 153

45% more funds holding in top 10

Funds holding in top 10: 4768 (+21)

24% more capital invested

Capital invested by funds: $6.43B → $7.98B (+$1.55B)

16% more funds holding

Funds holding: 543631 (+88)

3.82% more ownership

Funds ownership: 45.54%49.36% (+3.8%)

3% less call options, than puts

Call options by funds: $3.54M | Put options by funds: $3.64M

Holders
631
Holders Change
+88
Holders Change %
+16.21%
% of All Funds
15.78%
Holding in Top 10
68
Holding in Top 10 Change
+21
Holding in Top 10 Change %
+44.68%
% of All Funds
1.7%
New
116
Increased
278
Reduced
153
Closed
25
Calls
$3.54M
Puts
$3.64M
Net Calls
-$94K
Net Calls Change
-$2.29M
Name Holding Trade Value Shares
Change
Change in
Stake
IWA
326
Inspirion Wealth Advisors
Illinois
$889K +$49.6K +400 +6%
SG
327
Somerset Group
Minnesota
$886K +$79.3K +639 +10%
Luther King Capital Management (LKCM)
328
Luther King Capital Management (LKCM)
Texas
$886K +$90.4K +728 +12%
FTS
329
Fifth Third Securities
Ohio
$882K +$169K +1,361 +25%
FPB
330
First PREMIER Bank
South Dakota
$869K
TSS
331
Two Sigma Securities
New York
$855K +$822K +6,627 New
UBS AM
332
UBS AM
Illinois
$847K +$815K +6,569 New
SF
333
Synovus Financial
Georgia
$846K +$3.85K +31 +0.5%
AT
334
Arden Trust
Delaware
$843K
CCM
335
Covington Capital Management
California
$828K
SPC
336
Sigma Planning Corp
Michigan
$819K -$296K -2,385 -27%
RWG
337
Regal Wealth Group
California
$812K
EA
338
Edge Advisors
Georgia
$809K +$780K +6,281 New
CCA
339
Cobblestone Capital Advisors
New York
$800K -$39.7K -320 -5%
KA
340
Kovack Advisors
Florida
$798K -$13.5K -109 -2%
State Street
341
State Street
Massachusetts
$794K +$765K +6,160 New
GC
342
Gibson Capital
Pennsylvania
$787K -$10.6K -85 -1%
PTC
343
Private Trust Company
Ohio
$783K -$6.08K -49 -0.8%
RWA
344
Ropes Wealth Advisors
Massachusetts
$782K +$42K +338 +6%
ACM
345
Advisors Capital Management
New Jersey
$780K +$1.74K +14 +0.2%
SFSG
346
Stearns Financial Services Group
North Carolina
$777K +$52.1K +420 +7%
SIC
347
Sigma Investment Counselors
Michigan
$776K +$115K +925 +18%
FNT
348
First National Trust
Pennsylvania
$769K -$10.7K -86 -1%
SEIA
349
Signature Estate & Investment Advisors
California
$765K -$136K -1,095 -16%
FPCP
350
Fort Point Capital Partners
California
$754K +$316K +2,546 +78%

VB Hedge Fund Activity: Q4 2016 in Review

631 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2016, worth a combined $7.98B — up 24% from $6.43B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new VB positions and 25 closed out — a net gain of 91 holders — while 278 added to existing stakes and 153 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $160M. The largest seller was AllianceBernstein, cutting an estimated $67.3M.

  • 631 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2016, up from 543 in Q3 2016.
  • Funds reported $7.98B of Vanguard Small-Cap ETF stock for Q4 2016, up 24% quarter-over-quarter.
  • 116 funds opened new Vanguard Small-Cap ETF positions in Q4 2016 and 25 closed out, a net change of +91 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2016 was JP Morgan Chase, an estimated $160M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2016 was AllianceBernstein, an estimated $67.3M sold.

Based on aggregated 13F filings for Q4 2016.