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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
PMFA
326
Plante Moran Financial Advisors
Michigan
$108K +$221 +2 +0.2%
PAS
327
Partnervest Advisory Services
California
$99K -$16K -146 -14%
JFA
328
JNBA Financial Advisors
Minnesota
$98K -$17.5K -158 -15%
CMO
329
Covenant Multifamily Offices
Texas
$85K +$85K +776 New
MFBTD
330
MB Financial Bank - Trust Department
Illinois
$71K +$71K +650 New
RFA
331
Reilly Financial Advisors
California
$68K – – –
CCS
332
Crosspoint Capital Strategies
California
$64K +$64K +559 New
TIM
333
Tortoise Investment Management
New York
$58K – – –
AA
334
Apriem Advisors
California
$55K – – –
SMU
335
Signet Management USA
Virginia
$54K +$54K +490 New
OC
336
Oakworth Capital
Alabama
$46K +$46K +418 New
EWM
337
Elite Wealth Management
Washington
$45K +$45K +409 New
HCP
338
Holt Capital Partners
Texas
$44K +$44K +397 New
MPWT
339
MassMutual Private Wealth & Trust
Connecticut
$44K +$44K +400 New
FFC
340
First Financial Corp
Indiana
$37K -$428K -3,860 -92%
CG
341
Colony Group
Massachusetts
$36K +$36K +328 New
PSI
342
Pinnacle Summer Investments
Virginia
$35K – – –
QAM
343
QCI Asset Management
New York
$34K – – –
WCM
344
Windsor Capital Management
Arizona
$31K – – –
TCM
345
Tradewinds Capital Management
Washington
$31K +$31K +278 New
VIA
346
Vantage Investment Advisors
Pennsylvania
$30K +$30K +275 New
DOA
347
D'Orazio & Associates
Virginia
$29K +$29K +268 New
WCM
348
Wealthcare Capital Management
Virginia
$26K – – –
PR
349
Payden & Rygel
California
$26K – – –
KTC
350
Kistler-Tiffany Companies
Pennsylvania
$22K – – –
12 13
14
15 16