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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
PMFA
326
Plante Moran Financial Advisors
Michigan
$108K +$213 +2 +0.2%
PAS
327
Partnervest Advisory Services
California
$99K -$15.5K -146 -14%
JFA
328
JNBA Financial Advisors
Minnesota
$98K -$16.8K -158 -15%
CMO
329
Covenant Multifamily Offices
Texas
$85K +$82.6K +776 New
MFBTD
330
MB Financial Bank - Trust Department
Illinois
$71K +$69.2K +650 New
RFA
331
Reilly Financial Advisors
California
$68K
CCS
332
Crosspoint Capital Strategies
California
$64K +$59.5K +559 New
TIM
333
Tortoise Investment Management
New York
$58K
AA
334
Apriem Advisors
California
$55K
SMU
335
Signet Management USA
Virginia
$54K +$52.1K +490 New
OC
336
Oakworth Capital
Alabama
$46K +$44.5K +418 New
EWM
337
Elite Wealth Management
Washington
$45K +$43.5K +409 New
HCP
338
Holt Capital Partners
Texas
$44K +$42.3K +397 New
MPWT
339
MassMutual Private Wealth & Trust
Connecticut
$44K +$42.6K +400 New
FFC
340
First Financial Corp
Indiana
$37K -$411K -3,860 -92%
CG
341
Colony Group
Massachusetts
$36K +$34.9K +328 New
PSI
342
Pinnacle Summer Investments
Virginia
$35K
QAM
343
QCI Asset Management
New York
$34K
WCM
344
Windsor Capital Management
Arizona
$31K
TCM
345
Tradewinds Capital Management
Washington
$31K +$29.6K +278 New
VIA
346
Vantage Investment Advisors
Pennsylvania
$30K +$29.3K +275 New
DOA
347
D'Orazio & Associates
Virginia
$29K +$28.5K +268 New
PR
348
Payden & Rygel
California
$26K
WCM
349
Wealthcare Capital Management
Virginia
$26K
KTC
350
Kistler-Tiffany Companies
Pennsylvania
$22K

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.