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Vanguard Small-Cap ETF

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 13

151% more call options, than puts

Call options by funds: $3.65M | Put options by funds: $1.45M

32% more repeat investments, than reductions

Existing positions increased: 226 | Existing positions reduced: 171

12% more capital invested

Capital invested by funds: $5.74B → $6.43B (+$695M)

7% more funds holding

Funds holding: 509543 (+34)

0.6% more ownership

Funds ownership: 44.94%45.54% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 4747 (0)

Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.49%
Holding in Top 10
47
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.25%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
301
Alesco Advisors
New York
$710K
RWA
302
Ropes Wealth Advisors
Massachusetts
$700K -$125K -1,037 -15%
Millennium Management
303
Millennium Management
New York
$697K +$476K +3,939 +223%
RWA
304
RGT Wealth Advisors
Texas
$696K +$689K +5,700 New
LCM
305
Lucas Capital Management
New Jersey
$695K -$23.6K -195 -3%
CBU
306
CIBC Bank USA
Illinois
$687K +$9.92K +82 +1%
SFSG
307
Stearns Financial Services Group
North Carolina
$685K +$5.68K +47 +0.8%
UAS
308
United Asset Strategies
New York
$673K +$146K +1,211 +28%
FTS
309
Fifth Third Securities
Ohio
$669K -$260K -2,150 -28%
OA
310
Oxbow Advisors
Texas
$666K
WEC
311
Winslow Evans & Crocker
Massachusetts
$665K +$164K +1,354 +33%
BNP Paribas Financial Markets
312
BNP Paribas Financial Markets
France
$661K -$34.1M -281,886 -98%
CIM
313
Cambria Investment Management
California
$659K
Carson Wealth (CWM LLC)
314
Carson Wealth (CWM LLC)
Nebraska
$657K -$4.29M -35,451 -87%
BKA
315
Brick & Kyle Associates
Pennsylvania
$655K +$16.9K +140 +3%
MWP
316
MYCIO Wealth Partners
Pennsylvania
$654K +$46K +380 +8%
PA
317
Probity Advisors
Texas
$651K
SFG
318
StrategIQ Financial Group
Indiana
$651K +$147K +1,216 +30%
FTIOP
319
Fiduciary Trust International of Pennsylvania
Pennsylvania
$647K
OC
320
Oarsman Capital
Wisconsin
$643K +$6.53K +54 +1%
JCM
321
Jag Capital Management
Missouri
$638K
QCG
322
Quadrant Capital Group
Ohio
$626K
SIC
323
Sigma Investment Counselors
Michigan
$622K +$12.6K +104 +2%
PAM
324
Peak Asset Management
Colorado
$618K +$5.08K +42 +0.8%
FMBTD
325
First Midwest Bank Trust Division
Illinois
$611K +$604K +4,997 New

VB Hedge Fund Activity: Q3 2016 in Review

543 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2016, worth a combined $6.43B — up 12% from $5.74B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new VB positions and 13 closed out — a net gain of 43 holders — while 226 added to existing stakes and 171 trimmed.

The largest buyer was Wellington Management Group, opening a new position worth an estimated $80.5M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.1M.

  • 543 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2016, up from 509 in Q2 2016.
  • Funds reported $6.43B of Vanguard Small-Cap ETF stock for Q3 2016, up 12% quarter-over-quarter.
  • 56 funds opened new Vanguard Small-Cap ETF positions in Q3 2016 and 13 closed out, a net change of +43 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2016 was Wellington Management Group, an estimated $80.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2016 was BNP Paribas Financial Markets, an estimated $34.1M sold.

Based on aggregated 13F filings for Q3 2016.