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Vanguard Small-Cap ETF
VB

Overview Fund Activity

543 hedge funds and large institutions have $6.43B invested in Vanguard Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 226 increasing their positions, 171 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
543
Holders Change
+34
Holders Change %
+6.68%
% of All Funds
14.51%
Holding in Top 10
47
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
1.26%
New
56
Increased
226
Reduced
171
Closed
13
Calls
$3.65M
Puts
$1.45M
Net Calls
+$2.2M
Net Calls Change
+$2.72M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$81.3M
2
Jones Financial Companies
2
Jones Financial Companies
Missouri
$606M
3
Ameriprise
3
Ameriprise
Minnesota
$119M
4
CCA
4
Catalyst Capital Advisors
New York
$55.3M
5
Goldman Sachs
5
Goldman Sachs
New York
$171M

Top Sellers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$661K
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$344K
3
PPFA
3
Provida Pension Fund Administrator
Chile
$9.14M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$815K
5
Wells Fargo
5
Wells Fargo
California
$407M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
301
Alesco Advisors
New York
$710K – – –
RWA
302
Ropes Wealth Advisors
Massachusetts
$700K -$127K -1,037 -15%
Millennium Management
303
Millennium Management
New York
$697K +$481K +3,939 +223%
RWA
304
RGT Wealth Advisors
Texas
$696K +$696K +5,700 New
LCM
305
Lucas Capital Management
New Jersey
$695K -$23.8K -195 -3%
CBU
306
CIBC Bank USA
Illinois
$687K +$10K +82 +1%
SFSG
307
Stearns Financial Services Group
North Carolina
$685K +$5.74K +47 +0.8%
UAS
308
United Asset Strategies
New York
$673K +$148K +1,211 +28%
FTS
309
Fifth Third Securities
Ohio
$669K -$262K -2,150 -28%
OA
310
Oxbow Advisors
Texas
$666K – – –
WEC
311
Winslow Evans & Crocker
Massachusetts
$665K +$165K +1,354 +33%
BNP Paribas Financial Markets
312
BNP Paribas Financial Markets
France
$661K -$34.4M -281,886 -98%
CIM
313
Cambria Investment Management
California
$659K – – –
Carson Wealth (CWM LLC)
314
Carson Wealth (CWM LLC)
Nebraska
$657K -$4.33M -35,451 -87%
BKA
315
Brick & Kyle Associates
Pennsylvania
$655K +$17.1K +140 +3%
MWP
316
MYCIO Wealth Partners
Pennsylvania
$654K +$46.4K +380 +8%
PA
317
Probity Advisors
Texas
$651K – – –
SFG
318
StrategIQ Financial Group
Indiana
$651K +$149K +1,216 +30%
FTIOP
319
Fiduciary Trust International of Pennsylvania
Pennsylvania
$647K – – –
OC
320
Oarsman Capital
Wisconsin
$643K +$6.6K +54 +1%
JCM
321
Jag Capital Management
Missouri
$638K – – –
QCG
322
Quadrant Capital Group
Ohio
$626K – – –
SIC
323
Sigma Investment Counselors
Michigan
$622K +$12.7K +104 +2%
PAM
324
Peak Asset Management
Colorado
$618K +$5.13K +42 +0.8%
FMBTD
325
First Midwest Bank Trust Division
Illinois
$611K +$611K +4,997 New
11 12
13
14 15