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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
RMCM
301
Reynders McVeigh Capital Management
Massachusetts
$258K +$250K +2,348 New
BA
302
Bridgewater Advisors
New York
$250K +$242K +2,272 New
TSWM
303
Triangle Securities Wealth Management
North Carolina
$248K -$24.5K -230 -9%
TYCC
304
Texas Yale Capital Corp
Florida
$245K
EB
305
Eastern Bank
Massachusetts
$238K +$17.8K +167 +8%
BBNB
306
Baker Boyer National Bank
Washington
$236K
BC
307
Bartlett & Co
Ohio
$235K
GF
308
Goodman Financial
Texas
$231K +$14.9K +140 +7%
SC
309
SouthState Corp
Florida
$227K -$113K -1,058 -34%
T
310
TradeWorx
New Jersey
$225K +$218K +2,044 New
CIA
311
Capital Investment Advisors
Georgia
$220K +$213K +2,004 New
WA
312
Winfield Associates
Ohio
$219K +$212K +1,990 New
BFM
313
Boston Financial Management
Massachusetts
$218K +$211K +1,980 New
RCAG
314
Rehmann Capital Advisory Group
Michigan
$211K +$205K +1,924 New
SFA
315
Sequoia Financial Advisors
Ohio
$209K +$202K +1,899 New
AMIM
316
Aull & Monroe Investment Management
Alabama
$208K +$201K +1,890 New
CFS
317
Community Financial System
New York
$203K
SPIA
318
Strategic Point Investment Advisors
Rhode Island
$193K +$187K +1,760 New
PO
319
Private Ocean
California
$189K +$183K +1,715 New
LWCFA
320
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$170K
HNB
321
Huntington National Bank
Ohio
$159K
FHA
322
First Horizon Advisors
Tennessee
$148K +$23.3K +219 +18%
PFSC
323
Peoples Financial Services Corp
Pennsylvania
$133K +$129K +1,214 New
Luther King Capital Management (LKCM)
324
Luther King Capital Management (LKCM)
Texas
$132K +$835K +7,848 +174%
CTC
325
Central Trust Company
Missouri
$109K

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.