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Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
MA
301
MUFG Americas
New York
$20K -$399K -4,000 -95%
KTC
302
Kistler-Tiffany Companies
Pennsylvania
$20K +$4.99K +50 +34%
WF
303
WealthTrust Fairport
Ohio
$13K +$5.98K +60 +92%
TWA
304
TCI Wealth Advisors
Arizona
$11K
FANJ
305
Financial Architects (New Jersey)
New Jersey
$10K
HPBT
306
High Point Bank & Trust
North Carolina
$10K
NHFG
307
New Harbor Financial Group
Massachusetts
$10K
FNBT
308
FineMark National Bank & Trust
Florida
$9K
PP
309
Palladium Partners
Virginia
$9K +$8.28K +83 New
CAPTRUST Financial Advisors
310
CAPTRUST Financial Advisors
North Carolina
$7K -$1.2K -12 -15%
LFG
311
LifePlan Financial Group
Ohio
$7K
MA
312
MCF Advisors
Kentucky
$6K +$5.49K +55 New
S
313
SignatureFD
Georgia
$5K +$4.69K +47 New
AFIA
314
America First Investment Advisors
Nebraska
$2K
BIM
315
BlackRock Investment Management
Delaware
$2K +$2.39K +24 New
Manulife (Manufacturers Life Insurance)
316
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$31 -$660K -6,619 -96%
AA
317
Ancora Advisors
Ohio
-$4.49M -47,922 Closed
TH
318
Timber Hill
Connecticut
-$1.32M -14,092 Closed
CDIA
319
Capital Directions Investment Advisors
Georgia
-$1.26M -13,406 Closed
NL
320
NWAM LLC
Washington
-$657K -7,009 Closed
HTC
321
Haverford Trust Company
Pennsylvania
-$421K -4,489 Closed
PFO
322
Pathstone Family Office
New Jersey
-$160K -1,713 Closed
BIT
323
BlackRock Institutional Trust
California
-$122K -1,300 Closed
FHC
324
First Heartland Consultants
Missouri
-$65K -694 Closed
SMA
325
Simply Money Advisors
Ohio
-$58K -623 Closed

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.