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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
SEIA
276
Signature Estate & Investment Advisors
California
$353K +$38.7K +364 +13%
CS
277
Comerica Securities
Michigan
$351K +$45.7K +429 +16%
KIG
278
Kovitz Investment Group
Illinois
$341K
LCM
279
Logan Capital Management
Pennsylvania
$330K
RJT
280
Raymond James Trust
Florida
$324K +$30.2K +284 +11%
WB
281
WesBanco Bank
West Virginia
$321K
ABC
282
Associated Banc-Corp
Wisconsin
$320K +$49.2K +462 +19%
EIM
283
Emerson Investment Management
Massachusetts
$313K
PTC
284
Private Trust Company
Ohio
$310K +$29.9K +281 +11%
HCM
285
HM Capital Management
Missouri
$310K +$300K +2,820 New
CAM
286
Columbia Asset Management
Michigan
$301K +$291K +2,734 New
SNT
287
Security National Trust
West Virginia
$300K
Jane Street
288
Jane Street
New York
$300K +$291K +2,732 New
FHB
289
First Hawaiian Bank
Hawaii
$294K
NGA
290
Naples Global Advisors
Florida
$291K +$282K +2,645 New
GG
291
Gofen & Glossberg
Illinois
$290K
WIC
292
Woodmont Investment Counsel
Tennessee
$283K -$10.6K -100 -4%
F
293
Filament
Washington
$282K
FWP
294
FAS Wealth Partners
Kansas
$275K +$266K +2,500 New
SFG
295
SNS Financial Group
Minnesota
$273K +$10.2K +96 +4%
PWM
296
Perigon Wealth Management
California
$272K +$263K +2,475 New
UAS
297
United Asset Strategies
New York
$266K +$257K +2,419 New
CCP
298
Clarkston Capital Partners
Michigan
$265K +$11.6K +109 +5%
UBS AM
299
UBS AM
Illinois
$265K +$256K +2,406 New
ST
300
Spinnaker Trust
Maine
$261K

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.