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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
SEIA
276
Signature Estate & Investment Advisors
California
$353K +$40.1K +364 +13%
CS
277
Comerica Securities
Michigan
$351K +$47.2K +429 +16%
KIG
278
Kovitz Investment Group
Illinois
$341K – – –
LCM
279
Logan Capital Management
Pennsylvania
$330K – – –
RJT
280
Raymond James Trust
Florida
$324K +$31.3K +284 +11%
WB
281
WesBanco Bank
West Virginia
$321K – – –
ABC
282
Associated Banc-Corp
Wisconsin
$320K +$50.9K +462 +19%
EIM
283
Emerson Investment Management
Massachusetts
$313K – – –
PTC
284
Private Trust Company
Ohio
$310K +$30.9K +281 +11%
HCM
285
HM Capital Management
Missouri
$310K +$310K +2,820 New
CAM
286
Columbia Asset Management
Michigan
$301K +$301K +2,734 New
SNT
287
Security National Trust
West Virginia
$300K – – –
Jane Street
288
Jane Street
New York
$300K +$300K +2,732 New
FHB
289
First Hawaiian Bank
Hawaii
$294K – – –
NGA
290
Naples Global Advisors
Florida
$291K +$291K +2,645 New
GG
291
Gofen & Glossberg
Illinois
$290K – – –
WIC
292
Woodmont Investment Counsel
Tennessee
$283K -$11K -100 -4%
F
293
Filament
Washington
$282K – – –
FWP
294
FAS Wealth Partners
Kansas
$275K +$275K +2,500 New
SFG
295
SNS Financial Group
Minnesota
$273K +$10.6K +96 +4%
PWM
296
Perigon Wealth Management
California
$272K +$272K +2,475 New
UAS
297
United Asset Strategies
New York
$266K +$266K +2,419 New
CCP
298
Clarkston Capital Partners
Michigan
$265K +$12K +109 +5%
UBS AM
299
UBS AM
Illinois
$265K +$265K +2,406 New
ST
300
Spinnaker Trust
Maine
$261K – – –
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12
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