We are live on ! Find out more
VB icon

Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
WA
276
WFG Advisors
Texas
$210K +$22.2K +223 +12%
EB
277
Eastern Bank
Massachusetts
$205K +$199K +2,000 New
GF
278
Goodman Financial
Texas
$201K +$195K +1,959 New
Mariner
279
Mariner
Kansas
$200K +$195K +1,954 New
HNB
280
Huntington National Bank
Ohio
$195K
CFS
281
Community Financial System
New York
$190K
LWCFA
282
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$159K
FHA
283
First Horizon Advisors
Tennessee
$123K -$4.5M -45,092 -97%
PFS
284
Penseco Financial Services
Pennsylvania
$120K
JFA
285
JNBA Financial Advisors
Minnesota
$107K
PAS
286
Partnervest Advisory Services
California
$107K +$87.6K +878 +516%
LNB
287
Ledyard National Bank
$106K +$103K +1,030 New
CTC
288
Central Trust Company
Missouri
$102K +$98.8K +991 New
PMFA
289
Plante Moran Financial Advisors
Michigan
$100K
RFA
290
Reilly Financial Advisors
California
$64K
TIM
291
Tortoise Investment Management
New York
$54K +$12.5K +125 +31%
AA
292
Apriem Advisors
California
$51K
PSI
293
Pinnacle Summer Investments
Virginia
$33K
QAM
294
QCI Asset Management
New York
$31K -$1.5K -15 -5%
MCM
295
Manchester Capital Management
Vermont
$31K
WCM
296
Windsor Capital Management
Arizona
$29K
TAIM
297
TD Ameritrade Investment Management
Nebraska
$28K +$23.6K +237 +677%
DADC
298
D.A. Davidson & Co
Montana
$27K +$7.38K +74 +39%
PR
299
Payden & Rygel
California
$25K
WCM
300
Wealthcare Capital Management
Virginia
$24K

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.