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Vanguard Small-Cap ETF
VB

Overview Fund Activity

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.65M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$388M
2
Bank of America
Bank of America
North Carolina
$401M
3
Deutsche Bank
Deutsche Bank
Germany
$41.9M
4
U
UBS
Switzerland
$141M
5
QI
QS Investors
New York
$47.7M

Top Sellers

1
AIA
Alerus Investment Advisors
Minnesota
$2.73M
2
FHA
First Horizon Advisors
Tennessee
$123K
3
AA
Ancora Advisors
Ohio
$0
4
MIS
Morningstar Investment Services
Illinois
$13.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
276
WFG Advisors
Texas
$210K +$22.9K +223 +12%
EB
277
Eastern Bank
Massachusetts
$205K +$205K +2,000 New
GF
278
Goodman Financial
Texas
$201K +$201K +1,959 New
Mariner
279
Mariner
Kansas
$200K +$200K +1,954 New
HNB
280
Huntington National Bank
Ohio
$195K -$179K – –
CFS
281
Community Financial System
New York
$190K – – –
LWCFA
282
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$159K – – –
FHA
283
First Horizon Advisors
Tennessee
$123K -$4.63M -45,092 -97%
PFS
284
Penseco Financial Services
Pennsylvania
$120K – – –
JFA
285
JNBA Financial Advisors
Minnesota
$107K – – –
PAS
286
Partnervest Advisory Services
California
$107K +$89.6K +878 +516%
LNB
287
Ledyard National Bank
$106K +$106K +1,030 New
CTC
288
Central Trust Company
Missouri
$102K +$102K +991 New
PMFA
289
Plante Moran Financial Advisors
Michigan
$100K – – –
RFA
290
Reilly Financial Advisors
California
$64K – – –
TIM
291
Tortoise Investment Management
New York
$54K +$12.9K +125 +31%
AA
292
Apriem Advisors
California
$51K – – –
PSI
293
Pinnacle Summer Investments
Virginia
$33K – – –
QAM
294
QCI Asset Management
New York
$31K -$1.53K -15 -5%
MCM
295
Manchester Capital Management
Vermont
$31K – – –
WCM
296
Windsor Capital Management
Arizona
$29K – – –
TAIM
297
TD Ameritrade Investment Management
Nebraska
$28K +$24.4K +237 +677%
DADC
298
D.A. Davidson & Co
Montana
$27K +$7.51K +74 +39%
PR
299
Payden & Rygel
California
$25K – – –
WCM
300
Wealthcare Capital Management
Virginia
$24K – – –
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