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Vanguard Small-Cap ETF

631 hedge funds and large institutions have $7.98B invested in Vanguard Small-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 278 increasing their positions, 153 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

364% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 25

82% more repeat investments, than reductions

Existing positions increased: 278 | Existing positions reduced: 153

45% more funds holding in top 10

Funds holding in top 10: 4768 (+21)

24% more capital invested

Capital invested by funds: $6.43B → $7.98B (+$1.55B)

16% more funds holding

Funds holding: 543631 (+88)

3.82% more ownership

Funds ownership: 45.54%49.36% (+3.8%)

3% less call options, than puts

Call options by funds: $3.54M | Put options by funds: $3.64M

Holders
631
Holders Change
+88
Holders Change %
+16.21%
% of All Funds
15.78%
Holding in Top 10
68
Holding in Top 10 Change
+21
Holding in Top 10 Change %
+44.68%
% of All Funds
1.7%
New
116
Increased
278
Reduced
153
Closed
25
Calls
$3.54M
Puts
$3.64M
Net Calls
-$94K
Net Calls Change
-$2.29M
Name Holding Trade Value Shares
Change
Change in
Stake
QA
251
Quantitative Advantage
Minnesota
$1.76M +$20.1K +162 +1%
CDIA
252
Capital Directions Investment Advisors
Georgia
$1.74M
RJT
253
Raymond James Trust
Florida
$1.73M +$174K +1,403 +12%
EHPM
254
Emery Howard Portfolio Management
California
$1.72M +$9.43K +76 +0.6%
LPT
255
Legacy Private Trust
Wisconsin
$1.7M -$1.83M -14,733 -53%
FAN
256
Financial Advisors Network
California
$1.7M +$1.61M +12,945 New
HL
257
HeadInvest LLC
Maine
$1.69M +$61.4K +495 +4%
WA
258
Waverly Advisors
Alabama
$1.69M +$39.7K +320 +3%
GIM
259
Goelzer Investment Management
Indiana
$1.68M +$66.6K +537 +4%
Nomura Asset Management
260
Nomura Asset Management
Japan
$1.68M +$233K +1,880 +17%
OC
261
Oppenheimer & Co
New York
$1.67M +$93.5K +753 +6%
RW
262
REDW Wealth
New Mexico
$1.67M +$1.6M +12,925 New
LIC
263
Lodestar Investment Counsel
Illinois
$1.65M +$201K +1,617 +14%
CP
264
Camelot Portfolios
Ohio
$1.64M +$144K +1,163 +10%
DADC
265
D.A. Davidson & Co
Montana
$1.61M -$95.3K -768 -6%
PMG
266
ProVise Management Group
Florida
$1.61M +$20.9K +168 +1%
FCI
267
Financial Counselors Inc
Kansas
$1.61M +$1.55M +12,462 New
NFG
268
Nadler Financial Group
Illinois
$1.57M +$74.5K +600 +5%
WB
269
WesBanco Bank
West Virginia
$1.55M +$646K +5,207 +76%
ACP
270
Aveo Capital Partners
Colorado
$1.53M +$1.48M +11,887 New
MFS
271
Madrona Financial Services
Washington
$1.5M +$8.44K +68 +0.6%
FPIS
272
Financial Planning & Information Services
Wisconsin
$1.47M -$41K -330 -3%
BCP
273
Berkeley Capital Partners
Georgia
$1.44M -$88.6K -714 -6%
FMWA
274
Forvis Mazars Wealth Advisors
Missouri
$1.44M -$7.94K -64 -0.6%
WJA
275
Williams Jones & Associates
New York
$1.42M -$225K -1,815 -14%

VB Hedge Fund Activity: Q4 2016 in Review

631 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2016, worth a combined $7.98B — up 24% from $6.43B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new VB positions and 25 closed out — a net gain of 91 holders — while 278 added to existing stakes and 153 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $160M. The largest seller was AllianceBernstein, cutting an estimated $67.3M.

  • 631 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2016, up from 543 in Q3 2016.
  • Funds reported $7.98B of Vanguard Small-Cap ETF stock for Q4 2016, up 24% quarter-over-quarter.
  • 116 funds opened new Vanguard Small-Cap ETF positions in Q4 2016 and 25 closed out, a net change of +91 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2016 was JP Morgan Chase, an estimated $160M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2016 was AllianceBernstein, an estimated $67.3M sold.

Based on aggregated 13F filings for Q4 2016.