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Vanguard Small-Cap ETF

438 hedge funds and large institutions have $4.5B invested in Vanguard Small-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 195 increasing their positions, 134 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 134

0.05% less ownership

Funds ownership: 42.59%42.54% (-0.05%)

2% less funds holding

Funds holding: 445438 (-7)

9% less funds holding in top 10

Funds holding in top 10: 4339 (-4)

10% less capital invested

Capital invested by funds: $4.97B → $4.5B (-$474M)

11% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 38

95% less call options, than puts

Call options by funds: $270K | Put options by funds: $5.95M

Holders
438
Holders Change
-7
Holders Change %
-1.57%
% of All Funds
12.23%
Holding in Top 10
39
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-9.3%
% of All Funds
1.09%
New
34
Increased
195
Reduced
134
Closed
38
Calls
$270K
Puts
$5.95M
Net Calls
-$5.68M
Net Calls Change
-$6.16M
Name Holding Trade Value Shares
Change
Change in
Stake
SEIA
251
Signature Estate & Investment Advisors
California
$680K +$65.8K +563 +10%
CWM
252
Concert Wealth Management
California
$675K -$151K -1,292 -17%
PCA
253
Personal Capital Advisors
California
$673K +$80.2K +686 +12%
SCM
254
SOL Capital Management
Maryland
$667K +$343K +2,930 +90%
GC
255
Gibson Capital
Pennsylvania
$666K
EFSCE
256
Enterprise Financial Services Corp (EFSC)
Missouri
$662K +$125K +1,066 +21%
HR
257
Howe & Rusling
New York
$654K +$33.3K +285 +5%
CCM
258
Covington Capital Management
California
$646K
ACI
259
Alpha Cubed Investments
California
$645K -$618K -5,281 -48%
GWM
260
Gupta Wealth Management
California
$645K
Fiera Capital (Canada)
261
Fiera Capital (Canada)
Quebec, Canada
$637K
SFSG
262
Stearns Financial Services Group
North Carolina
$626K -$7.25K -62 -1%
1GA
263
1st Global Advisors
Texas
$623K
MPWT
264
MassMutual Private Wealth & Trust
Connecticut
$619K -$110K -941 -14%
IWA
265
Inspirion Wealth Advisors
Illinois
$615K +$80.8K +691 +14%
CB
266
Chemical Bank
Michigan
$615K +$91.4K +782 +16%
GIM
267
Goelzer Investment Management
Indiana
$609K +$296K +2,534 +82%
CPO
268
Cerity Partners OCIO
New York
$609K +$659K +5,637 New
VNA
269
Valley National Advisers
Pennsylvania
$600K +$102K +869 +19%
Luther King Capital Management (LKCM)
270
Luther King Capital Management (LKCM)
Texas
$591K
OA
271
Oxbow Advisors
Texas
$588K
Millennium Management
272
Millennium Management
New York
$572K +$619K +5,295 New
FTIOP
273
Fiduciary Trust International of Pennsylvania
Pennsylvania
$571K -$108K -920 -15%
EVM
274
Eaton Vance Management
Massachusetts
$571K -$4.33K -37 -0.7%
JCM
275
Jag Capital Management
Missouri
$563K -$129K -1,105 -17%

VB Hedge Fund Activity: Q3 2015 in Review

438 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2015, worth a combined $4.5B — down 9.5% from $4.97B a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of VB and 34 opened new positions — a net loss of 4 holders — while 134 trimmed existing stakes and 195 added.

The largest buyer was Bank of America, adding an estimated $61.1M. The largest seller was Windham Capital Management, exiting entirely with an estimated $55.8M sold.

  • 438 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2015, down from 445 in Q2 2015.
  • Funds reported $4.5B of Vanguard Small-Cap ETF stock for Q3 2015, down 9.5% quarter-over-quarter.
  • 34 funds opened new Vanguard Small-Cap ETF positions in Q3 2015 and 38 closed out, a net change of -4 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2015 was Bank of America, an estimated $61.1M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2015 was Windham Capital Management, an estimated $55.8M sold.

Based on aggregated 13F filings for Q3 2015.