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Vanguard Small-Cap ETF
VB

Overview Fund Activity

421 hedge funds and large institutions have $4.34B invested in Vanguard Small-Cap ETF in 2014 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 186 increasing their positions, 99 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
421
Holders Change
+59
Holders Change %
+16.3%
% of All Funds
11.24%
Holding in Top 10
34
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+41.67%
% of All Funds
0.91%
New
83
Increased
186
Reduced
99
Closed
17
Calls
$4.71M
Puts
$9.19M
Net Calls
-$4.48M
Net Calls Change
+$6.58M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$108M
2
AA
2
ALPS Advisors
Colorado
$111M
3
Bank of America
3
Bank of America
North Carolina
$595M
4
QI
4
QS Investors
New York
$62.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$346M

Top Sellers

1
WCM
1
Windham Capital Management
Massachusetts
$4.48M
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$25.3M
3
Barclays
3
Barclays
United Kingdom
$21.1M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.58M
5
Creative Planning
5
Creative Planning
Kansas
$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
SHA
251
Smith Hayes Advisers
Nebraska
$688K +$2.1K +18 +0.3%
SFSG
252
Stearns Financial Services Group
North Carolina
$676K +$7.59K +65 +1%
HR
253
Howe & Rusling
New York
$654K +$1.4K +12 +0.2%
KA
254
Klingman & Associates
New York
$643K +$643K +5,516 New
OA
255
Oxbow Advisors
Texas
$636K – – –
BA
256
Boston Advisors
Massachusetts
$630K +$630K +5,397 New
SPC
257
Sigma Planning Corp
Michigan
$624K +$624K +5,351 New
MPWT
258
MassMutual Private Wealth & Trust
Connecticut
$607K -$46.1K -395 -7%
MPI
259
Mairs & Power Inc
Minnesota
$603K -$25.1K -215 -4%
NSIM
260
North Star Investment Management
Illinois
$598K -$32.9K -282 -5%
CB
261
Chemical Bank
Michigan
$573K +$82.2K +705 +17%
EFSCE
262
Enterprise Financial Services Corp (EFSC)
Missouri
$567K -$5.48K -47 -1%
SEIA
263
Signature Estate & Investment Advisors
California
$561K +$48.3K +414 +9%
CG
264
Colony Group
Massachusetts
$552K -$661K -5,661 -54%
BJL
265
Brighton Jones LLC
Washington
$543K +$7.58K +65 +1%
FWM
266
Focused Wealth Management
New York
$532K +$20.9K +179 +4%
EVM
267
Eaton Vance Management
Massachusetts
$530K +$107K +915 +25%
WA
268
WFG Advisors
Texas
$524K -$90.6K -776 -15%
LCM
269
Lucas Capital Management
New Jersey
$518K +$1.4K +12 +0.3%
ACP
270
Ashfield Capital Partners
California
$516K +$35K +300 +7%
Rafferty Asset Management
271
Rafferty Asset Management
New York
$515K +$174K +1,493 +51%
GF
272
Gerstein Fisher
New York
$509K +$509K +4,377 New
BFO
273
Boston Family Office
Massachusetts
$502K – – –
BAAM
274
Baker Avenue Asset Management
California
$499K – – –
MG
275
McCutchen Group
Washington
$498K +$6.88K +59 +1%
9 10
11
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