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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
BFG
251
Beacon Financial Group
Texas
$481K +$467K +4,390 New
PCTC
252
Perkins Coie Trust Company
Washington
$476K +$460K +4,325 New
BCM
253
Brookstone Capital Management
Illinois
$476K +$461K +4,327 New
BFO
254
Boston Family Office
Massachusetts
$473K +$95.8K +900 +26%
CB
255
Chemical Bank
Michigan
$463K
MG
256
McCutchen Group
Washington
$457K
CC
257
Cadinha & Co
Hawaii
$447K +$4.68K +44 +1%
CLOS
258
Compagnie Lombard Odier SCmA
Switzerland
$440K +$426K +4,000 New
ASN
259
Advisory Services Network
Georgia
$429K +$415K +3,902 New
BWP
260
BSW Wealth Partners
Colorado
$428K -$174K -1,634 -30%
FPTW
261
Franklin, Parlapiano, Turner & Welch
Texas
$422K
ACM
262
Antonetti Capital Management
Florida
$421K
DWT
263
Dorsey & Whitney Trust
South Dakota
$420K
DT
264
Diversified Trust
Tennessee
$418K +$405K +3,803 New
DI
265
Dalton Investments
Nevada
$414K -$22.2K -209 -5%
LDB
266
Lee, Danner & Bass
Tennessee
$410K -$26.6K -250 -6%
SIC
267
Sigma Investment Counselors
Michigan
$407K
KeyBank National Association
268
KeyBank National Association
Ohio
$395K -$42K -395 -10%
ST
269
Stifel Trust
Missouri
$394K
UBWV
270
United Bank (West Virginia)
West Virginia
$393K
CB
271
Commerce Bank
Missouri
$377K +$79.3K +745 +28%
ACM
272
Alpha Capital Management
Texas
$374K
AWM
273
Avior Wealth Management
Nebraska
$368K +$357K +3,350 New
GIM
274
Goelzer Investment Management
Indiana
$360K +$426 +4 +0.1%
ACP
275
Ashfield Capital Partners
California
$357K -$4.26K -40 -1%

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.