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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
BFG
251
Beacon Financial Group
Texas
$481K +$481K +4,390 New
PCTC
252
Perkins Coie Trust Company
Washington
$476K +$476K +4,325 New
BCM
253
Brookstone Capital Management
Illinois
$476K +$476K +4,327 New
BFO
254
Boston Family Office
Massachusetts
$473K +$98.9K +900 +26%
CB
255
Chemical Bank
Michigan
$463K – – –
MG
256
McCutchen Group
Washington
$457K – – –
CC
257
Cadinha & Co
Hawaii
$447K +$4.84K +44 +1%
CLOS
258
Compagnie Lombard Odier SCmA
Switzerland
$440K +$440K +4,000 New
ASN
259
Advisory Services Network
Georgia
$429K +$429K +3,902 New
BWP
260
BSW Wealth Partners
Colorado
$428K -$180K -1,634 -30%
FPTW
261
Franklin, Parlapiano, Turner & Welch
Texas
$422K – – –
ACM
262
Antonetti Capital Management
Florida
$421K – – –
DWT
263
Dorsey & Whitney Trust
South Dakota
$420K – – –
DT
264
Diversified Trust
Tennessee
$418K +$418K +3,803 New
DI
265
Dalton Investments
Nevada
$414K -$23K -209 -5%
LDB
266
Lee, Danner & Bass
Tennessee
$410K -$27.5K -250 -6%
SIC
267
Sigma Investment Counselors
Michigan
$407K – – –
KeyBank National Association
268
KeyBank National Association
Ohio
$395K -$43.4K -395 -10%
ST
269
Stifel Trust
Missouri
$394K – – –
UBWV
270
United Bank (West Virginia)
West Virginia
$393K – – –
CB
271
Commerce Bank
Missouri
$377K +$81.9K +745 +28%
ACM
272
Alpha Capital Management
Texas
$374K – – –
AWM
273
Avior Wealth Management
Nebraska
$368K +$368K +3,350 New
GIM
274
Goelzer Investment Management
Indiana
$360K +$439 +4 +0.1%
ACP
275
Ashfield Capital Partners
California
$357K -$4.4K -40 -1%
9 10
11
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