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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
SFSG
226
Stearns Financial Services Group
North Carolina
$633K
EFSCE
227
Enterprise Financial Services Corp (EFSC)
Missouri
$628K -$14.7K -138 -2%
ICOA
228
Investment Centers of America
North Dakota
$618K -$3.65M -34,329 -85%
AI
229
Atria Investments
North Carolina
$617K -$22K -207 -4%
SBH
230
Segall Bryant & Hamill
Illinois
$614K -$133K -1,250 -18%
DC
231
Davenport & Co
Virginia
$612K -$10.2K -96 -2%
PCA
232
Personal Capital Advisors
California
$612K +$593K +5,569 New
HR
233
Howe & Rusling
New York
$603K +$123K +1,160 +27%
OA
234
Oxbow Advisors
Texas
$599K
MPI
235
Mairs & Power Inc
Minnesota
$592K
William Blair & Company
236
William Blair & Company
Illinois
$588K -$83K -780 -13%
CWM
237
Cranbrook Wealth Management
Michigan
$569K +$550K +5,171 New
LCM
238
Lucas Capital Management
New Jersey
$556K -$4.15K -39 -0.8%
Invesco
239
Invesco
Georgia
$539K -$13.1K -123 -2%
DP
240
Dearborn Partners
Illinois
$532K -$1.02M -9,555 -66%
FPCP
241
Fort Point Capital Partners
California
$512K +$496K +4,656 New
SIA
242
Spruce Investment Advisors
Connecticut
$504K -$3.43M -32,245 -88%
ST
243
Smithfield Trust
Pennsylvania
$504K +$181K +1,704 +59%
Fidelity Investments
244
Fidelity Investments
Massachusetts
$494K -$203M -1,902,851 -100%
HTC
245
Haverford Trust Company
Pennsylvania
$494K +$478K +4,489 New
AWA
246
AmeriServ Wealth Advisors
Pennsylvania
$489K
GXMC
247
Global X Management Company
New York
$489K
SSB
248
Sandy Spring Bank
Maryland
$489K +$8.09K +76 +2%
TFO
249
Tarbox Family Office
California
$484K +$469K +4,405 New
BAAM
250
Baker Avenue Asset Management
California
$483K

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.