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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$29.5M +$762K +115,427 +3%
Raymond James Financial
2
Raymond James Financial
Florida
$26M +$5.87M +889,061 +28%
Morgan Stanley
3
Morgan Stanley
New York
$21.6M +$20.4K +3,091 +0.1%
RCM
4
Rivernorth Capital Management
Florida
$12.8M +$13.3M +2,018,714 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.8M +$229K +34,740 +2%
Ameriprise
6
Ameriprise
Minnesota
$11M -$1.66K -252 -0%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$8.35M +$760K +115,010 +10%
SFS
8
Shaker Financial Services
Virginia
$8.29M +$3.33M +503,698 +63%
CA
9
Cornerstone Advisors
North Carolina
$6.57M +$4.35M +658,380 +175%
PCM
10
Penserra Capital Management
California
$6.19M +$1.23M +185,706 +23%
Osaic Holdings
11
Osaic Holdings
Arizona
$5.8M -$359K -54,395 -6%
RAM
12
Readystate Asset Management
Illinois
$5.69M +$1.71M +258,804 +40%
GC
13
Guggenheim Capital
Illinois
$5.55M +$420K +63,560 +8%
Wells Fargo
14
Wells Fargo
California
$5.23M +$1.93M +292,472 +55%
PAMP
15
Polar Asset Management Partners
Ontario, Canada
$4.77M +$4.97M +752,232 New
WAM
16
Wolverine Asset Management
Illinois
$4.33M +$3.25M +492,854 +259%
1CP
17
1607 Capital Partners
Virginia
$3.98M +$4.15M +628,404 New
IFG
18
Independent Financial Group
California
$3.39M -$4.65K -704 -0.1%
Wealth Enhancement Advisory Services
19
Wealth Enhancement Advisory Services
Minnesota
$3.33M +$88.1K +13,338 +3%
Invesco
20
Invesco
Georgia
$3.1M +$231K +34,944 +8%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$2.9M +$558K +84,482 +23%
UBS Group
22
UBS Group
Switzerland
$2.7M -$144K -21,766 -5%
Cohen & Steers
23
Cohen & Steers
New York
$2.54M +$859K +130,000 +48%
IWC
24
Integrated Wealth Concepts
Massachusetts
$2.5M +$2.53M +383,296 +3,722%
HighTower Advisors
25
HighTower Advisors
Illinois
$2.44M +$25.5K +3,855 +1%