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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$46.7M +$46.8M +8,977,993 New
Lazard Asset Management
2
Lazard Asset Management
New York
$46.5M +$46.6M +8,935,568 New
RCM
3
Rivernorth Capital Management
Florida
$24.7M +$24.8M +4,751,870 New
KIM
4
Karpus Investment Management
New York
$21.2M +$21.2M +4,076,556 New
RVP
5
Relative Value Partners
Illinois
$20.9M +$20.9M +4,013,764 New
Morgan Stanley
6
Morgan Stanley
New York
$17.2M +$17.3M +3,314,971 New
Wells Fargo
7
Wells Fargo
California
$15.9M +$16M +3,066,041 New
GFM
8
Gramercy Funds Management
Connecticut
$14.4M +$14.4M +2,765,920 New
1CP
9
1607 Capital Partners
Virginia
$8.74M +$8.76M +1,680,800 New
LMGAM
10
Liberty Mutual Group Asset Management
Massachusetts
$6.66M +$6.67M +1,280,288 New
Invesco
11
Invesco
Georgia
$6.03M +$6.04M +1,158,581 New
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$4.51M +$4.52M +867,393 New
SFS
13
Shaker Financial Services
Virginia
$3.92M +$3.93M +754,833 New
SIA
14
Sit Investment Associates
Minnesota
$3.02M +$3.02M +580,300 New
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$2.74M +$2.75M +527,660 New
SG Americas Securities
16
SG Americas Securities
New York
$2.55M +$2.56M +490,665 New
AA
17
Ancora Advisors
Ohio
$2.06M +$2.07M +396,263 New
COLIM
18
City of London Investment Management
United Kingdom
$1.39M +$1.39M +266,532 New
DT
19
Diversified Trust
Tennessee
$1.39M +$1.39M +266,344 New
LPL Financial
20
LPL Financial
California
$907K +$909K +174,452 New
WAM
21
Wolverine Asset Management
Illinois
$888K +$891K +170,933 New
CM
22
CS McKee
Pennsylvania
$786K +$788K +151,183 New
U
23
UBS
Switzerland
$660K +$661K +126,794 New
GC
24
Guggenheim Capital
Illinois
$622K +$624K +119,718 New
DA
25
Doliver Advisors
Texas
$584K +$585K +112,345 New