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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$40.8M +$7.96M +1,683,811 +26%
Morgan Stanley
2
Morgan Stanley
New York
$30.6M -$2.84M -601,536 -9%
RCM
3
Rivernorth Capital Management
Florida
$30.5M +$1.31M +276,701 +5%
GFM
4
Gramercy Funds Management
Connecticut
$17.2M
Lazard Asset Management
5
Lazard Asset Management
New York
$15.9M +$7.09K +1,499 +0%
Wells Fargo
6
Wells Fargo
California
$13.4M -$2.18M -461,027 -15%
RVPG
7
Relative Value Partners Group
$12.2M -$684K -144,588 -6%
AAM
8
Advisors Asset Management
Colorado
$10.5M -$780K -165,029 -7%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$7.44M +$109K +23,142 +3%
1CP
10
1607 Capital Partners
Virginia
$6.4M -$673K -142,391 -10%
CA
11
Cornerstone Advisors
North Carolina
$5.9M +$995K +210,383 +22%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$5.32M +$469K +99,156 +10%
AA
13
Ancora Advisors
Ohio
$5.04M +$240K +50,694 +5%
SFS
14
Shaker Financial Services
Virginia
$4.61M +$3.58M +757,847 +446%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$4.61M +$278K +58,889 +7%
BI
16
Bulldog Investors
New Jersey
$4.23M -$6.42M -1,357,734 -61%
PPA
17
Parametric Portfolio Associates
Washington
$4.06M +$1.77M +374,031 +85%
RJA
18
Raymond James & Associates
Florida
$3.86M +$175K +37,068 +5%
LPL Financial
19
LPL Financial
California
$3.72M +$289K +61,212 +9%
Citigroup
20
Citigroup
New York
$3.01M +$2.6M +550,069 +1,005%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$2.66M +$688K +145,445 +37%
MIG
22
Mariner Investment Group
New York
$2.62M -$34.4K -7,285 -1%
CCP
23
Clough Capital Partners
Massachusetts
$2.45M +$307K +65,000 +15%
AA
24
AQR Arbitrage
Connecticut
$2.36M -$102K -21,592 -4%
COLIM
25
City of London Investment Management
United Kingdom
$2.35M +$74.2K +15,700 +3%