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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$48.7M +$16.3M +2,839,107 +55%
Lazard Asset Management
2
Lazard Asset Management
New York
$33.7M -$3.77M -656,299 -10%
KIM
3
Karpus Investment Management
New York
$29.4M -$11.3M -1,965,540 -29%
UBS Group
4
UBS Group
Switzerland
$25.6M +$151K +26,224 +0.6%
1CP
5
1607 Capital Partners
Virginia
$19.7M -$121K -21,000 -0.6%
Wells Fargo
6
Wells Fargo
California
$17M +$219K +38,112 +1%
Morgan Stanley
7
Morgan Stanley
New York
$16.8M -$3.53M -614,440 -18%
AAM
8
Advisors Asset Management
Colorado
$13.3M -$725K -126,094 -5%
CA
9
Cornerstone Advisors
North Carolina
$12.4M +$479K +83,352 +4%
SCM
10
Saba Capital Management
New York
$12.4M -$2.16M -375,625 -15%
RVPG
11
Relative Value Partners Group
$11.7M -$318K -55,354 -3%
VIA
12
Vident Investment Advisory
Georgia
$9.03M +$755K +131,454 +10%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$8.97M +$564K +98,087 +7%
RJA
14
Raymond James & Associates
Florida
$7.77M -$163K -28,299 -2%
BI
15
Bulldog Investors
New Jersey
$7.56M -$1.85M -322,056 -20%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$6.4M +$124K +21,545 +2%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$5.47M +$121K +21,134 +2%
PPA
18
Parametric Portfolio Associates
Washington
$4.9M +$778K +135,450 +20%
BC
19
Brinker Capital
Pennsylvania
$4.03M +$5.29K +920 +0.1%
GC
20
Guggenheim Capital
Illinois
$3.39M +$452K +78,735 +16%
AA
21
Ancora Advisors
Ohio
$3.37M -$140K -24,290 -4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$2.98M +$1.42M +247,467 +101%
Bank of Nova Scotia
23
Bank of Nova Scotia
Ontario, Canada
$2.95M +$2.81M +489,339 New
AWA
24
Arete Wealth Advisors
Illinois
$2.63M +$174K +30,261 +7%
MC
25
Matisse Capital
Oregon
$2.37M -$4.13M -718,314 -65%