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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$17.2M +$1.38M +255,827 +9%
Morgan Stanley
2
Morgan Stanley
New York
$14.3M -$1.66M -306,417 -11%
KIM
3
Karpus Investment Management
New York
$11.6M +$3.39M +627,694 +45%
LPL Financial
4
LPL Financial
California
$9.23M +$1.1M +202,964 +14%
PCM
5
Penserra Capital Management
California
$9.11M +$354K +65,504 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.54M -$762K -140,932 -10%
AAM
7
Advisors Asset Management
Colorado
$5.5M -$1.15M -212,739 -18%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$5.1M -$183K -33,861 -4%
GC
9
Guggenheim Capital
Illinois
$4.51M -$624K -115,526 -13%
UBS Group
10
UBS Group
Switzerland
$3.71M -$240K -44,431 -6%
RJA
11
Raymond James & Associates
Florida
$3.66M -$1.21M -223,232 -26%
Ameriprise
12
Ameriprise
Minnesota
$3.51M +$351K +64,852 +12%
SFS
13
Shaker Financial Services
Virginia
$2.74M +$1.71M +317,198 +195%
Bank of America
14
Bank of America
North Carolina
$2.33M +$681K +126,025 +45%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$2.17M +$1.38M +255,437 +196%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.13M -$437K -80,815 -18%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$2.13M +$2.02M +372,767 New
Invesco
18
Invesco
Georgia
$1.88M -$578K -106,892 -25%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.82M -$686K -126,923 -28%
WAM
20
Wolverine Asset Management
Illinois
$1.81M +$1.71M +316,909 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.7M +$520K +96,112 +48%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.65M -$13.8K -2,544 -0.9%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.46M +$386K +71,315 +39%
SBIA
24
Sheaff Brock Investment Advisors
Indiana
$1.4M +$167K +30,874 +14%
AWM
25
AE Wealth Management
Kansas
$1.27M +$119K +21,977 +11%