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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$37.9M
Lazard Asset Management
2
Lazard Asset Management
New York
$37M -$4.56M -780,840 -11%
Morgan Stanley
3
Morgan Stanley
New York
$30.1M +$1.73M +296,993 +6%
Wells Fargo
4
Wells Fargo
California
$22.3M +$850K +145,578 +4%
RCM
5
Rivernorth Capital Management
Florida
$20.3M -$1.04M -178,253 -5%
KIM
6
Karpus Investment Management
New York
$20.2M -$565K -96,834 -3%
RVP
7
Relative Value Partners
Illinois
$17.7M -$367K -62,892 -2%
GFM
8
Gramercy Funds Management
Connecticut
$12.3M
1CP
9
1607 Capital Partners
Virginia
$7.86M -$85.4K -14,629 -1%
AA
10
Ancora Advisors
Ohio
$5.54M +$502K +86,000 +10%
AAM
11
Advisors Asset Management
Colorado
$5.24M +$3.17M +543,624 +157%
SIA
12
Sit Investment Associates
Minnesota
$4.98M -$1.6M -274,427 -24%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$4.79M +$345K +59,047 +8%
SFS
14
Shaker Financial Services
Virginia
$4.28M +$1.43M +245,437 +51%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.57M +$556K +95,309 +19%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2.38M +$99K +16,966 +4%
CAN
17
Cetera Advisor Networks
California
$1.77M +$166K +28,484 +11%
COLIM
18
City of London Investment Management
United Kingdom
$1.66M -$28.8K -4,928 -2%
WAM
19
Wolverine Asset Management
Illinois
$1.14M +$1.13M +193,410 New
LPL Financial
20
LPL Financial
California
$959K +$160K +27,406 +20%
DA
21
Doliver Advisors
Texas
$923K +$916K +156,890 New
RJA
22
Raymond James & Associates
Florida
$920K +$228K +39,024 +33%
SG Americas Securities
23
SG Americas Securities
New York
$900K -$1.36M -232,738 -60%
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
$881K +$222K +38,004 +33%
CM
25
CS McKee
Pennsylvania
$846K -$108K -18,477 -11%