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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TF
151
Tompkins Financial
New York
$9K +$8.23K +1,070 New
CFN
152
Cordasco Financial Network
Florida
$8K +$200 +26 +3%
AWM
153
AllSquare Wealth Management
New York
$8K +$7.7K +1,000 New
KFI
154
Key Financial Inc
Pennsylvania
$8K +$7.71K +1,002 New
HS
155
Horan Securities
United States
$7K +$346 +45 +5%
IFP Advisors
156
IFP Advisors
Florida
$7K +$7.9K +1,026 New
Bartlett & Co
157
Bartlett & Co
Ohio
$5K +$4.29K +558 New
Bartlett & Co Wealth Management
158
Bartlett & Co Wealth Management
Ohio
$4.51K +$4.29K +558 New
Parallel Advisors
159
Parallel Advisors
California
$3K +$85 +11 +3%
JPLA
160
Joseph P. Lucia & Associates
New York
$3K +$2.83K +368 New
AW
161
Avion Wealth
Texas
$1K – – –
BFC
162
Bedel Financial Consulting
Indiana
$1K – – –
FF
163
FourThought Financial
Florida
$1K – – –
National Bank of Canada
164
National Bank of Canada
Quebec, Canada
$1K +$15 +2 +2%
AIA
165
Arcadia Investment Advisors
Idaho
$784 – – –
WIM
166
Westside Investment Management
California
$6 +$316 +41 +5%
Sit Investment Associates
167
Sit Investment Associates
Minnesota
– -$11.6M -1,385,033 Closed
BI
168
Bulldog Investors
New Jersey
– -$2.66M -317,865 Closed
SFS
169
Shaker Financial Services
Virginia
– -$2.03M -242,702 Closed
CCP
170
Clough Capital Partners
Massachusetts
– -$1.79M -213,952 Closed
DA
171
Doliver Advisors
Texas
– -$816K -106,386 Closed
Beacon Pointe Advisors
172
Beacon Pointe Advisors
California
– -$684K -81,595 Closed
CFGS
173
Concourse Financial Group Securities
Alabama
– -$422K -54,798 Closed
Nomura Holdings
174
Nomura Holdings
Japan
– -$419K -50,000 Closed
Millennium Management
175
Millennium Management
New York
– -$360K -42,900 Closed