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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VIA
126
Vident Investment Advisory
Georgia
-$10.1M -1,579,597 Closed
Lazard Asset Management
127
Lazard Asset Management
New York
-$3.86M -603,833 Closed
GSWM
128
Golden State Wealth Management
California
-$573K -89,560 Closed
COLIM
129
City of London Investment Management
United Kingdom
-$427K -66,800 Closed
VCM
130
Virtue Capital Management
Tennessee
-$244K -38,172 Closed
SMFS
131
Squar Milner Financial Services
California
-$101K -16,830 Closed
KA
132
Kovack Advisors
Florida
-$74K -11,560 Closed
NL
133
NWAM LLC
Washington
-$73K -11,481 Closed
SBH
134
Segall Bryant & Hamill
Illinois
-$73K -11,381 Closed
BC
135
Brinker Capital
Pennsylvania
-$70K -10,939 Closed
UCFA
136
United Capital Financial Advisors
Texas
-$68K -10,614 Closed
TSS
137
Two Sigma Securities
New York
-$68K -10,581 Closed
Deutsche Bank
138
Deutsche Bank
Germany
-$46K -7,208 Closed
CIAS
139
Capital Investment Advisory Services
North Carolina
-$15K -2,313 Closed
EIP
140
Ellis Investment Partners
Pennsylvania
-$11.1K -1,699 Closed
TRCT
141
Tower Research Capital (TRC)
New York
-$1K -200 Closed
BNP Paribas Financial Markets
142
BNP Paribas Financial Markets
France
-$13 -2 Closed
Fidelity Investments
143
Fidelity Investments
Massachusetts
-$7 -1 -50%
CBT
144
Capital Bank & Trust
California
+$7 +1 New
ASN
145
Advisory Services Network
Georgia
+$451 +69 New