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Liberty All-Star Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$443K +$294K +52,927 +209%
DADC
52
D.A. Davidson & Co
Montana
$421K +$9.58K +1,725 +2%
IFWM
53
Institute for Wealth Management
Colorado
$413K +$406K +73,155 New
YCM
54
Yakira Capital Management
Connecticut
$411K -$111K -20,000 -22%
AG
55
Advisor Group
Arizona
$401K +$132K +23,706 +50%
SG Americas Securities
56
SG Americas Securities
New York
$390K -$147K -26,512 -28%
OFG
57
OTA Financial Group
New York
$388K
PAG
58
Private Advisor Group
New Jersey
$342K +$52K +9,369 +19%
Creative Planning
59
Creative Planning
Kansas
$288K -$37.8K -6,813 -12%
M&T Bank
60
M&T Bank
New York
$283K +$1.09K +196 +0.4%
Goldman Sachs
61
Goldman Sachs
New York
$271K +$167K +30,044 +168%
RJT
62
Raymond James Trust
Florida
$248K -$10.3K -1,863 -4%
HCM
63
Hollencrest Capital Management
California
$238K
SPIA
64
Steward Partners Investment Advisory
New York
$221K +$43.7K +7,867 +25%
RIM
65
Regent Investment Management
Kentucky
$202K
LTFS
66
Ladenburg Thalmann Financial Services
Florida
$178K -$5.73K -1,032 -3%
RFC
67
Regions Financial Corp
Alabama
$168K +$3.74K +674 +2%
Commonwealth Equity Services
68
Commonwealth Equity Services
Massachusetts
$160K +$2.99K +539 +2%
Bank of New York Mellon
69
Bank of New York Mellon
New York
$157K -$59.2K -10,656 -28%
TC
70
TFS Capital
Pennsylvania
$157K +$36.7K +6,613 +31%
CL
71
CSS LLC
Illinois
$151K
SI
72
SII Investments
Wisconsin
$144K -$63.2K -11,377 -31%
CFB
73
Cullen/Frost Bankers
Texas
$138K +$17.6K +3,163 +15%
WA
74
WFG Advisors
Texas
$135K -$40.4K -7,268 -23%
IA
75
IFP Advisors
Florida
$135K +$86.2K +15,519 +186%