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Innovator US Equity Ultra Buffer ETF October
UOCT

Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$14.8M +$1.87M +69,190 +15%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$9.19M +$7.93M +293,229 +672%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.99M -$3.39M -125,441 -46%
AWM
4
Axxcess Wealth Management
California
$2.13M +$2.11M +78,200 New
KWM
5
KFG Wealth Management
Indiana
$1.99M +$1.97M +72,961 New
PCA
6
Prosperity Capital Advisors
Ohio
$1.54M +$1.53M +56,618 New
BFC
7
Bedel Financial Consulting
Indiana
$1.39M -$16.6K -614 -1%
CAG
8
Compass Advisory Group
New York
$1.12M -$388K -14,356 -26%
MCC
9
Money Concepts Capital
Florida
$918K +$526K +19,442 +137%
USCWA
10
U.S. Capital Wealth Advisors
Texas
$886K +$878K +32,479 New
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$844K -$9.2K -340 -1%
AWM
12
AE Wealth Management
Kansas
$807K +$171K +6,328 +27%
RPGK
13
Retirement Planning Group (Kansas)
Kansas
$781K +$775K +28,642 New
AWA
14
Arete Wealth Advisors
Illinois
$741K -$154K -5,689 -17%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$685K +$679K +25,121 New
SAG
16
SageView Advisory Group
California
$646K +$640K +23,666 New
Betterment LLC
17
Betterment LLC
New York
$636K -$332K -12,273 -34%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$602K +$596K +22,054 New
OMC
19
Old Mission Capital
Illinois
$556K +$551K +20,387 New
LPL Financial
20
LPL Financial
California
$547K – – –
Wolverine Trading
21
Wolverine Trading
Illinois
$527K +$523K +19,331 New
Citadel Advisors
22
Citadel Advisors
Florida
$508K +$504K +18,637 New
CA
23
Cetera Advisors
Colorado
$499K – – –
MML Investors Services
24
MML Investors Services
Massachusetts
$498K +$494K +18,268 New
MFG
25
MTM Financial Group
Pennsylvania
$486K +$482K +17,818 New
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