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Innovator US Equity Ultra Buffer ETF August
UAUG

21 hedge funds and large institutions have $16.7M invested in Innovator US Equity Ultra Buffer ETF August in 2021 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less funds holding

Funds holding: 24 → 21 (-3)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

34.1% less ownership

Funds ownership: 83.73% → 49.63% (-34%)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

53% less capital invested

Capital invested by funds: $35.2M → $16.7M (-$18.5M)

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.32%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
5
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AA
Advisory Alpha
Michigan
+$2.05M
2
SB
Strategic Blueprint
Georgia
+$187K
3
DLHL
Donald L. Hagan LLC
Florida
+$132K
4
UBS Group
UBS Group
Switzerland
+$38.9K
5
DFA
DHJJ Financial Advisors
Illinois
+$7.25K

Top Sellers

Rank Fund Capital Flow
1
AI
Atria Investments
North Carolina
-$11.9M
2
Wolverine Trading
Wolverine Trading
Illinois
-$277K
3
LJAC
L.J. Altfest & Co
New York
-$268K
4
CG
Caprock Group
Idaho
-$249K
5
OMC
Old Mission Capital
Illinois
-$124K
Name Holding Trade Value Shares
Change 		Change in
Stake
IFAM
26
Institutional & Family Asset Management
Colorado
– -$15K -530 Closed
1
2

UAUG Hedge Fund Activity: Q4 2021 in Review

21 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2021, worth a combined $16.7M — down 53% from $35.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of UAUG and 3 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 5 added.

The largest buyer was Advisory Alpha, opening a new position worth an estimated $2.05M. The largest seller was Atria Investments, exiting entirely with an estimated $11.9M sold.

  • 21 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2021, down from 24 in Q3 2021.
  • Funds reported $16.7M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2021, down 53% quarter-over-quarter.
  • 3 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2021 and 5 closed out, a net change of -2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2021 was Advisory Alpha, an estimated $2.05M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2021 was Atria Investments, an estimated $11.9M sold.

Based on aggregated 13F filings for Q4 2021.