TSI

TCW Strategic Income Fund
TSI

Overview Fund Activity

63 hedge funds and large institutions have $65.6M invested in TCW Strategic Income Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 23 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+1
Holders Change %
+1.61%
% of All Funds
1.24%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
23
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$1.99M
2
Ameriprise
2
Ameriprise
Minnesota
$2.35M
3
Wells Fargo
3
Wells Fargo
California
$4.22M
4
RJA
4
Raymond James & Associates
Florida
$4.19M
5
AG
5
Advisor Group
Arizona
$904K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$2M
2
FFA
2
First Foundation Advisors
California
$6.18M
3
MWM
3
Merriman Wealth Management
Washington
$748K
4
Stifel Financial
4
Stifel Financial
Missouri
$563K
5
SIA
5
Sit Investment Associates
Minnesota
$10.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
26
Adams Wealth Management
Utah
$324K +$324K +56,111 New
SBSB
27
Sullivan, Bruyette, Speros & Blaney
Virginia
$288K +$994 +172 +0.3%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$287K +$48.1K +8,322 +20%
NL
29
NWAM LLC
Washington
$270K – – –
SPC
30
Sigma Planning Corp
Michigan
$248K +$28.9K +5,000 +13%
MAA
31
Mraz Amerine & Associates
California
$228K – – –
Creative Planning
32
Creative Planning
Kansas
$197K – – –
NSIM
33
North Star Investment Management
Illinois
$197K – – –
BAM
34
Barrett Asset Management
New York
$196K – – –
Bank of America
35
Bank of America
North Carolina
$193K +$13.1K +2,273 +7%
PMG
36
ProVise Management Group
Florida
$177K -$7.52K -1,300 -4%
WMA
37
Wealth Management Associates
New Jersey
$155K +$31.7K +5,493 +26%
RIA
38
Regal Investment Advisors
Michigan
$143K – – –
RFN
39
RDA Financial Network
Iowa
$142K -$1.21K -208 -0.8%
IWM
40
IHT Wealth Management
Illinois
$140K +$20.7K +3,600 +17%
TC
41
TownSquare Capital
Utah
$111K – – –
SPIA
42
Steward Partners Investment Advisory
New York
$108K – – –
DWT
43
Dorsey & Whitney Trust
South Dakota
$107K -$28.9K -5,000 -21%
WT
44
Whittier Trust
California
$102K +$461 +80 +0.5%
LGWM
45
Litman Gregory Wealth Management
California
$93K – – –
LPL Financial
46
LPL Financial
California
$80K -$5.76K -1,000 -7%
CPIG
47
Chicago Partners Investment Group
Illinois
$70K +$70K +11,899 New
FWM
48
Focused Wealth Management
New York
$61K +$298 +52 +0.5%
APA
49
American Portfolios Advisors
New York
$52.8K – – –
GRP
50
Global Retirement Partners
California
$49K +$49K +8,500 New
1
2
3