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BlackRock TCP Capital
TCPC

92 hedge funds and large institutions have $364M invested in BlackRock TCP Capital in 2014 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 33 increasing their positions, 19 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 19

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

42% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 19

29% more capital invested

Capital invested by funds: $282M → $364M (+$82.6M)

7% more funds holding

Funds holding: 86 → 92 (+6)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $374K

Holders
92
Holders Change
+6
Holders Change %
+6.98%
% of All Funds
2.45%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
27
Increased
33
Reduced
19
Closed
19
Calls
–
Puts
$374K
Net Calls
-$374K
Net Calls Change
+$2.35M

Top Buyers

Rank Fund Capital Flow
1
ClearBridge Investments
ClearBridge Investments
New York
+$24.9M
2
Wells Fargo
Wells Fargo
California
+$13.9M
3
VNIM
Vaughan Nelson Investment Management
Texas
+$7.73M
4
AAM
Advisors Asset Management
Colorado
+$4.51M
5
AllianceBernstein
AllianceBernstein
Tennessee
+$3.49M

Top Sellers

Rank Fund Capital Flow
1
K
Kemper
Illinois
-$9.11M
2
Goldman Sachs
Goldman Sachs
New York
-$1.43M
3
Axa
Axa
France
-$1.4M
4
Norges Bank
Norges Bank
Norway
-$785K
5
Millennium Management
Millennium Management
New York
-$741K
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
76
WFG Advisors
Texas
$34K – – –
CCA
77
Catalyst Capital Advisors
New York
$32K +$29K +1,770 +1,526%
Barclays
78
Barclays
United Kingdom
$32K +$32.8K +2,000 New
US Bancorp
79
US Bancorp
Minnesota
$27K +$9.84K +600 +60%
NPC
80
National Planning Corporation
California
$21.3K +$21.8K +1,329 New
OIA
81
Optimum Investment Advisors
Illinois
$17K +$6.97K +425 +42%
JC
82
JBF Capital
Colorado
$17K +$16.4K +1,000 New
Simplex Trading
83
Simplex Trading
Illinois
$17K +$16.4K +1,002 New
BRWM
84
B. Riley Wealth Management
Tennessee
$16K +$14.8K +904 +942%
PMFA
85
Plante Moran Financial Advisors
Michigan
$13K +$13.1K +800 New
WEC
86
Winslow Evans & Crocker
Massachusetts
$8.39K – – –
AIP
87
Ameritas Investment Partners
Nebraska
$8K +$8.2K +500 New
Group One Trading
88
Group One Trading
Illinois
$6K -$4.92K -300 -48%
HR
89
Howe & Rusling
New York
$3K – – –
MFS
90
MSI Financial Services
Massachusetts
$2K – – –
Citigroup
91
Citigroup
New York
$1K -$15K -913 -92%
Manulife (Manufacturers Life Insurance)
92
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$14 +$13.9K +849 New
K
93
Kemper
Illinois
– -$9.11M -566,625 Closed
IMS
94
Index Management Solutions
Pennsylvania
– -$438K -27,270 Closed
ACM
95
Akanthos Capital Management
California
– -$402K -25,000 Closed
DCM
96
Dialectic Capital Management
Connecticut
– -$401K -25,000 Closed
ST
97
Spot Trading
Illinois
– -$297K -18,478 Closed
GCP
98
GSA Capital Partners
United Kingdom
– -$256K -15,900 Closed
EVC
99
Eidelman Virant Capital
Missouri
– -$217K -13,500 Closed
CAN
100
Cetera Advisor Networks
California
– -$196K -12,347 Closed
1 2 3
4
5

TCPC Hedge Fund Activity: Q4 2014 in Review

92 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q4 2014, worth a combined $364M — up 29% from $282M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new TCPC positions and 19 closed out — a net gain of 8 holders — while 33 added to existing stakes and 19 trimmed.

The largest buyer was ClearBridge Investments, adding an estimated $24.9M. The largest seller was Kemper, exiting entirely with an estimated $9.11M sold.

  • 92 institutional investors held BlackRock TCP Capital (TCPC) as of Q4 2014, up from 86 in Q3 2014.
  • Funds reported $364M of BlackRock TCP Capital stock for Q4 2014, up 29% quarter-over-quarter.
  • 27 funds opened new BlackRock TCP Capital positions in Q4 2014 and 19 closed out, a net change of +8 holders.
  • The largest BlackRock TCP Capital buyer in Q4 2014 was ClearBridge Investments, an estimated $24.9M added.
  • The largest BlackRock TCP Capital seller in Q4 2014 was Kemper, an estimated $9.11M sold.

Based on aggregated 13F filings for Q4 2014.