Kemper’s BlackRock TCP Capital TCPC Stock Holding History

Kemper’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-566,625	Closed	-$9.11M	–	64
2014 Q3	$9.11M	Sell	566,625 -174,600	-24%	-$3.02M	2.87%	8
2014 Q2	$13.5M	Hold	741,225	–	–	4.18%	5
2014 Q1	$12.3M	Hold	741,225	–	–	3.69%	7
2013 Q4	$12.4M	Hold	741,225	–	–	4.08%	7
2013 Q3	$12M	Hold	741,225	–	–	3.98%	7
2013 Q2	$12.4M	Buy	+741,225	New	+$11.7M	4.17%	5

Other funds holding TCPC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

WCM

Wedge Capital Management Charlotte, North Carolina $6.06B AUM 47.24% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Kemper's TCPC Position: Q4 2014 in Review

Kemper sold out of BlackRock TCP Capital (TCPC) in Q4 2014, closing a stake of 566,625 shares — an estimated $9.11M sold.

Kemper first reported a position in TCPC in Q2 2013 and held it in 6 quarters. The position peaked at $13.5M in Q2 2014. 92 funds tracked by Wall St. Rank hold TCPC as of Q4 2014.

Kemper reported no remaining BlackRock TCP Capital position as of Q4 2014 after selling out during the quarter.
Kemper sold 566,625 BlackRock TCP Capital shares in Q4 2014, an estimated $9.11M.
Kemper first reported a position in BlackRock TCP Capital in Q2 2013 and held it in 6 quarters.
Kemper's BlackRock TCP Capital position peaked at $13.5M in Q2 2014.
92 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q4 2014.

Based on Kemper's 13F filing for Q4 2014, filed 6 Feb 2015.