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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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87 hedge funds and large institutions have $1.2B invested in SWS GROUP INC in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 34 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

509% more capital invested

Capital invested by funds: $197M → $1.2B (+$1B)

19% less funds holding

Funds holding: 108 → 87 (-21)

21% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 34

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

71% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 28

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $7K

Holders
87
Holders Change
-21
Holders Change %
-19.44%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
8
Increased
27
Reduced
34
Closed
28
Calls
–
Puts
$7K
Net Calls
-$7K
Net Calls Change
-$7K

Top Buyers

Rank Fund Capital Flow
1
HH
Hilltop Holdings
Texas
+$61.2M
2
BFA
BlackRock Fund Advisors
California
+$2.71M
3
Goldman Sachs
Goldman Sachs
New York
+$2.21M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$1.57M
5
LOM
Loeb Offshore Management
New York
+$1M

Top Sellers

Rank Fund Capital Flow
1
First Eagle Investment Management
First Eagle Investment Management
New York
-$3.19M
2
WIC
Water Island Capital
New York
-$2.3M
3
APG Asset Management
APG Asset Management
Netherlands
-$1.91M
4
LIM
Longfellow Investment Management
Massachusetts
-$1.77M
5
HA
Havens Advisors
New York
-$1.74M
Name Holding Trade Value Shares
Change 		Change in
Stake
MLICM
101
Metropolitan Life Insurance Company (MetLife)
New York
– -$177K -25,698 Closed
TPSF
102
Texas Permanent School Fund
Texas
– -$143K -20,798 Closed
Public Employees Retirement Association of Colorado
103
Public Employees Retirement Association of Colorado
Colorado
– -$130K -18,931 Closed
Envestnet Asset Management
104
Envestnet Asset Management
Illinois
– -$122K -17,686 Closed
UCFA
105
United Capital Financial Advisors
Texas
– -$122K -17,686 Closed
BG
106
BlackRock Group
United Kingdom
– -$102K -14,865 Closed
ProShare Advisors
107
ProShare Advisors
Maryland
– -$83K -12,085 Closed
CC
108
Cannell Capital
Wyoming
– -$83K -12,054 Closed
TC
109
TFS Capital
Pennsylvania
– -$80K -11,681 Closed
AGM
110
Alpine Global Management
New York
– -$77K -11,200 Closed
PI
111
PineBridge Investments
New York
– -$33K -4,823 Closed
Group One Trading
112
Group One Trading
Illinois
– -$21K -3,032 Closed
MSA
113
Mason Street Advisors
Wisconsin
– -$20K -2,862 Closed
BNP Paribas Financial Markets
114
BNP Paribas Financial Markets
France
– -$12.1K -1,751 Closed
AA
115
Ancora Advisors
Ohio
– +$942K +133,837 +6%
1 2 3 4
5

SWS Hedge Fund Activity: Q4 2014 in Review

87 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q4 2014, worth a combined $1.2B — up 509% from $197M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of SWS and 8 opened new positions — a net loss of 20 holders — while 34 trimmed existing stakes and 27 added.

The largest buyer was Hilltop Holdings, adding an estimated $61.2M. The largest seller was First Eagle Investment Management, cutting an estimated $3.19M.

  • 87 institutional investors held SWS GROUP INC (SWS) as of Q4 2014, down from 108 in Q3 2014.
  • Funds reported $1.2B of SWS GROUP INC stock for Q4 2014, up 509% quarter-over-quarter.
  • 8 funds opened new SWS GROUP INC positions in Q4 2014 and 28 closed out, a net change of -20 holders.
  • The largest SWS GROUP INC buyer in Q4 2014 was Hilltop Holdings, an estimated $61.2M added.
  • The largest SWS GROUP INC seller in Q4 2014 was First Eagle Investment Management, an estimated $3.19M sold.

Based on aggregated 13F filings for Q4 2014.